Esteri Quotate Indici Di Borsa Futures E Opzioni Approvazioni

Estere quotate Stock Index Futures e Opzioni approvazioni grafico per visualizzare questo articolo è necessario un visualizzatore di PDF come Adobe Reader. USA 1 ottobre 2014 1 ottobre 2014 allegato si trova elenchiamo le aggiornato degli Esteri indice azionario futures e opzioni approvazioni Grafico, corrente dal 1 ° ottobre 2014. Tutte le versioni precedenti sono state sostituite e devono essere eliminati. Si prega di notare i seguenti sviluppi dall'ultima volta che abbiamo distribuito alla Tabella Approvazioni: (1) La CFTC ha approvato i seguenti contratti per la negoziazione da soggetti statunitensi: contratto (i) Futures Montreal Exchangersquos sulla base del FTSE Emerging Markets Index (ii) London Stock Exchange Derivativesrsquo contratto future sulla base del FTSE 100 Index e (iii) London Stock Exchange Derivativesrsquo contratto future sulla base del FTSE UK Large Cap Index Super Liquid. (2) La SEC non ha approvato alcun nuovo opzioni su indici azionari esteri dall'ultima volta che abbiamo distribuito il Grafico approvazioni. Tuttavia, ICE Futures Europe, Osaka Exchange, Euronext Paris, Euronext Bruxelles e all'Euronext di Amsterdam hanno sostenuto sollievo sotto il LIFFE AampM e il soccorso SEC Lettera n-Class Action (1 luglio 2013) per offrire opzioni ammissibili alle istituzioni statunitensi ammissibili. Vedere nota 16. (3) Il mercato dei derivati ​​di Borsa di Tokyo è stata integrata in, e questi prodotti ora commercio su, la Borsa di Osaka. (4) Lo stato del Euro STOXX settore bancario Dow Jones negoziati su Eurex è stato chiarito. Vedi nota 8. Per informazioni aggiuntive Le informazioni sulla Carta Approvazioni allegata sono soggette a modifica in qualsiasi momento. Se avete domande o volete conferma dello status di un contratto specifico, si prega di contattare: James D. Van De Graaff 1.312.902.5227 james. vandegraaffkattenlaw Kenneth M. Rosenzweig 1.312.902.5381 kenneth. rosenzweigkattenlaw Kevin M. Foley 1.312.902.5372 Kevin. foleykattenlaw Gary DeWaal 1.212.940.6558 gary. dewaalkattenlaw Christian B. Hennion 1.312.902.5521 christian. hennionkattenlaw Blake J. Brockway 1.312.902.5438 blake. brockwaykattenlaw per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura a alla fine di questa tabella. Annunciato 1 Esteri indice azionario futures e opzioni Approvazioni (ottobre 2014) CountryExchange Alla base di contratti future opzioni su futures contratti azionari Opzioni Opzioni ETF AustraliaASXASX Futures Exchange SampPASX 200 approvato per la vendita a soggetti statunitensi (24 luglio 2002 Lettera n-azione rilasciato a ASX Futures Exchange ) Nessuno offerto approvato per ammissibile istituzioni degli Stati Uniti (13 agosto 2007 Lettera SEC di non intervento rilasciato a ASX limitata) Non omologato AustraliaASXASX Futures Exchange SampPASX 200 a-Reit Non omologato Nessuno offerto approvato per le istituzioni degli Stati Uniti ammissibili (13 agosto 2007 SEC no - Azione lettera emessa da ASX limitata) Nessuno offerto AustraliaASXASX Futures Exchange SampPASX 50 approvato per la vendita a soggetti statunitensi (24 luglio, 2002 Lettera n-azione rilasciato a ASX Futures Exchange) Nessuno offerti con Approvato per ammissibile istituzioni degli Stati Uniti (13 agosto 2007 SEC no - Azione lettera emessa da ASX limitata) Nessuno ha offerto titoli azionari nome AustraliaASXASX Futures Exchange singole Nessuno offerto Nessuno offerto approvato per ammissibile istituzioni degli Stati Uniti (13 Agosto 2007 Lettera SEC di non intervento rilasciato a ASX limitata) Nessuno offerto AustraliaSydney Futures Exchange (SFE) 1-Day opzione contratto sulla base del CBOT Mini-Sized Dow Futures Contract Nessuno offerto approvato per la vendita a soggetti statunitensi (8 ago 2006 Lettera n-azione rilasciato a SFE) Nessuna offerta Nessuna offerta AustraliaSydney Futures Exchange (SFE) SPI 200 approvato per la vendita negli Stati Uniti persone (10 agosto 1999 No-Azione lettera emessa da SFE) approvato per la vendita a soggetti statunitensi (10 agosto 1999 No-Azione lettera emessa da SFE) Non omologato Nessuno offerto AustriaWiener Borse ATX Non approvato Nessuno offerti non approvato Nessuno offerto per la definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere le note di chiusura alla fine di questa tabella. 2 CountryExchange Alla base di contratti futures opzioni su futures contratti di opzione azionari Opzioni ETF AustriaWiener Borse CECE indici (CEX, CTX, HTX, PTX) Non omologato Nessuno offerti non approvato Nessuno offerto AustriaWiener Borse russo negoziati non approvato Nessuno offerti non approvato Nessuno offerto nome AustriaWiener Borse singolo azioni Nessuno offerto Nessuno offerto Nessuno Non approved4 offerto BelgiumEuronext Brussels16 BEL 20 approvato per la vendita a soggetti statunitensi (31 agosto 2011 Nessun-Azione lettera emessa da Euronext Brussels) Nessuno offerti con Approved per le istituzioni degli Stati Uniti ammissibili (17 settembre 2014 Rappresentazione Lettera da Euronext Brussels al SEC) 4 Nessuna offerta BelgiumEuronext Brussels16 Mini BEL 20 (unità di partecipazione indice) Nessuna offerta Nessuna offerta non è None approvato offerto BelgiumEuronext Brussels16 Mini Dow Jones Euro Stoxx (unità di partecipazione indice) Nessuna offerta Nessuna offerta non approvato Nessuno offerto nome azioni BelgiumEuronext Brussels16 singola Non approvato Nessuno offerto approvato per le istituzioni degli Stati Uniti ammissibili per le opzioni ammissibili su singoli titoli azionari che sono quotati e negoziati su Euronext Bruxelles (17 settembre 2014 Rappresentazione Lettera da Euronext Brussels a SEC) 4 Nessuno offerto Brasile BMampF Bovespa SA BSE sensibile approvato per la vendita a soggetti statunitensi (12 marzo 2013 la certificazione) Non approvato non approvato Nessuno offerto Brasile BMampF Bovespa SA FTSEJSE Top 40 approvato per la vendita a soggetti statunitensi (12 marzo 2013 la certificazione) Non approvato non approvato Nessuno offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questa tabella. 3 CountryExchange Alla base di contratti futures opzioni su futures contratti azionari Opzioni Opzioni ETF Brasile BMampF Bovespa SA Hang Seng approvato per la vendita a soggetti statunitensi (12 mar 2013 certificazione) Non approvato non Nessuno approvato offerto Brasile BMampF Bovespa SA Ibovespa approvato per la vendita a soggetti statunitensi ( 26 Agosto 2009 Lettera n-azione rilasciato a BMampF Bovespa SA) 2 approvato per la vendita a soggetti statunitensi (26 Agosto 2009 Lettera n-azione rilasciato a BMampF Bovespa SA) Non omologato Nessuno offerto Brasile BMampF Bovespa SA Ibovespa Flex Nessuna offerta Nessuna offerta non approvato Nessuno offerto Brasile BMampF Bovespa SA IBrX 50 Index Futures Contract attesa di approvazione non approvato non approvato Nessuno offerto Brasile BMampF Bovespa SA MICEX approvato per la vendita a soggetti statunitensi (12 marzo 2013 la certificazione) Nessuna offerta Nessuna offerta Nessuna offerta Brasile BMampF Bovespa SA Mini Ibovespa approvato per la vendita a soggetti statunitensi (26 Agosto 2009 Lettera n-azione rilasciato a BMampF Bovespa SA) Nessuna offerta Nessuna Nessuna offerta offerto Brasile BMampF Bovespa SA SampP 500 Index approvato per la vendita a soggetti statunitensi (24 settembre, certificazione 2012) Nessuno offerti Nessuno Nessuno offerto offerto CanadaMontreal Exchange (Bourse de Montreacuteal) FTSE Emerging Markets Index approvato per la vendita a soggetti statunitensi (21 marzo 2014 CFTC Lettera n-azione rilasciato a Montreal Exchange) Nessuna offerta Nessuna Nessuna offerta offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questa tabella. 4 CountryExchange Alla base di contratti futures Opzioni su contratti futures opzioni su azioni ETF Opzioni CanadaMontreal Exchange (Bourse de Montreacuteal) iUnits SampPTSE 60 Index Fund Partecipazione (Fondo i60) Nessuna offerta Nessuna offerta Nessuna offerto Approvato per cittadini statunitensi in generale ai sensi dichiarazione di registrazione (vedi SampPTSX Canada 60 sopra) CanadaMontreal Exchange (Bourse de Montreacuteal) iUnits SampPTSX Capped Energy Index Fund Nessuna offerta Nessuna offerta Nessuna offerto Approvato per cittadini statunitensi in generale ai sensi dichiarazione di registrazione (vedi SampPTSX sopra Canada 60) CanadaMontreal Scambio (Bourse de Montreacuteal) iUnits SampPTSX Capped Financials Fund Index Nessuno offerto Nessuna offerta Nessuna offerto Approvato per cittadini statunitensi in generale ai sensi dichiarazione di registrazione (vedi SampPTSX sopra Canada 60) CanadaMontreal Scambio (Bourse de Montreacuteal) iUnits SampPTSX Capped oro Index Fund Nessuna offerta Nessuna offerta Nessuna offerto Approvato per cittadini statunitensi in generale ai sensi della dichiarazione di registrazione (vedi SampPTSX sopra Canada 60) CanadaMontreal Exchange (Bourse de Montreacuteal) iUnits SampPTSX Capped Information Technology Index Fund Nessuna offerta Nessuna offerta Nessuna offerto Approvato per cittadini statunitensi in generale ai sensi dichiarazione di registrazione (vedi SampPTSX sopra Canada 60) CanadaMontreal Exchange (Bourse de Montreacuteal) SampPTSX 60 Indice Mini Futures approvato per la vendita a soggetti statunitensi (19 aprile, certificazione 2012) Nessuna offerta Nessuna Nessuna offerta offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questa tabella . 5 CountryExchange Alla base di contratti future opzioni su futures contratti azionari Opzioni Opzioni ETF CanadaMontreal Exchange (Bourse de Montreacuteal) SampPTSX Canada 60 approvato per la vendita a soggetti statunitensi (9 DICEMBRE 1999 CFTC Lettera n-azione rilasciato a Montreal Exchange) 3 Nessuno offerto Approvato, tra cui l'approvazione di tutte le altre opzioni su indici, in vendita a soggetti statunitensi in generale, che sono ora o possono in futuro essere elencati (post-efficace Emendamento n ° 27 alla dichiarazione di registrazione su modulo S-20 presentata da Derivatives Clearing Corp. canadesi SEC Nr. File 2-69.458) Nessuno offerto CanadaMontreal Exchange (Bourse de Montreacuteal) SampPTSX Capped Settore Non omologato Nessuno offerto approvato per cittadini statunitensi in generale ai sensi dichiarazione di registrazione (vedi sopra SampPTSX Canada 60) Nessuno offerto CanadaMontreal Exchange (Bourse de Montreacuteal) singolo nome azioni Nessuno offerto Nessuno offerto Approvato per tutte le opzioni su singoli titoli quotati sulla Borsa di Montreal che ora sono o possono in futuro essere elencati in vendita a soggetti statunitensi in generale (post-efficace emendamento n ° 27 per dichiarazione di registrazione su modulo S-20 presentata da Derivati ​​canadesi Clearing Corp. SEC File No. 2-69.458) Nessuno offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questa tabella. 6 CountryExchange Alla base di contratti futures opzioni su futures contratti di opzione azionari Opzioni ETF CHINA Nessuno (vedi anche Hong Kong e Taiwan) Cina Financial Futures Scambio CSI 300 Index Futures non approvati Nessuna offerta Nessuna Nessuna offerta offerto DenmarkFUTOP mercato KFX (LargeSmall contratto) Non approvato offerto Non Nessuno approvato offerto DenmarkOMX Nordic Exchange di Copenaghen il nome azioni singole Nessuno Nessuno offerto offerti non approved4,11 Nessuno offerto nome azioni FinlandOMX Nordic Exchange di Helsinki singole Nessuno offerto Nessuno offerti non Nessuno approved4,5 offerto FranceEuronext Parigi SA16 CAC40 approvato per la vendita a soggetti statunitensi ( 17 dicembre 1991 di non intervento lettera emessa da ParisBourse) 3 Nessuno offerto Approvato per ammissibile istituzioni degli Stati Uniti (17 lug 1996 SEC No-Azione lettera emessa da MONEP, confermato dal 6 dicembre 1999 SEC No-Azione lettera emessa da ParisBourse) 4 Nessuno offerto FranceEuronext Parigi SA16 CAC40 Mini approvato per la vendita a soggetti statunitensi (13 settembre 2013 la certificazione) Nessuna offerta Nessuna Nessuna offerta offerto FranceEuronext Parigi SA16 Dow Jones Euro STOXX 50 approvato per la vendita a soggetti statunitensi (29 febbraio 2000 CFTC no - Azione lettera emessa da ParisBourse) 3 Nessuno offerto Approvato per ammissibile istituzioni degli Stati Uniti (26 ottobre 1998 SEC non azione lettera emessa da MONEP, confermato dal 6 dicembre 1999 SEC non azione lettera emessa da ParisBourse Nessuno) offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere le note di chiusura alla fine di questa tabella. 7 CountryExchange Alla base di contratti future opzioni su futures contratti di opzione azionari Opzioni ETF FranceEuronext Parigi SA16 Dow Jones STOXX 50 approvato per la vendita a soggetti statunitensi (29 febbraio 2000 CFTC Lettera n-azione rilasciato a ParisBourse) 3 Nessuno offerto Approvato per le istituzioni degli Stati Uniti ammissibili ( 26 ottobre 1998 SEC No-Azione lettera emessa da MONEP, confermato dal 6 dicembre, 1999 SEC No-Azione lettera emessa da ParisBourse) Nessuno offerto FranceEuronext Parigi SA16 Dow Jones Stoxx 600 Settori (Banca, Energia, Sanità, Tecnologia, Telecomunicazioni) non approvato Nessuno offerti non approvato Nessuno offerto FranceEuronext Parigi SA16 FTSE EPRANAREIT Euro zona riconosciuta per la vendita a soggetti statunitensi (10 luglio 2008 CFTC Lettera n-azione rilasciato a Euronext LIFFE, a nome di Euronext Paris SA) Nessuna offerta Nessuna offerti non approvato FranceEuronext Parigi SA16 FTSE EPRANAREIT Europa approvato per la vendita a soggetti statunitensi (10 luglio 2008 CFTC Lettera n-azione rilasciato a Euronext LIFFE, a nome di Euronext Paris SA) Nessuno offerto Nessuno Non offerto approvato FranceEuronext Parigi SA16 FTSEurofirst 100 approvato per la vendita a soggetti statunitensi (5 marzo 2007 Lettera CFTC non intervento rilasciato a Euronext LIFFE, a nome di Euronext Paris SA) Nessuno Nessuno offerto offered4 Nessuno offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, si prega di vedere il chiusure alla fine di questa tabella. 8 CountryExchange Alla base di contratti future opzioni su futures contratti di opzione azionari Opzioni ETF FranceEuronext Parigi SA16 FTSEurofirst 80 approvato per la vendita a soggetti statunitensi (5 marzo 2007 CFTC Lettera n-azione rilasciato a Euronext LIFFE, a nome di Euronext Paris SA) Nessuno offerto, approvato per ammissibile istituzioni degli Stati Uniti (17 settembre 2014 Rappresentazione Lettera di Euronext Paris al SEC) 4 Nessuno offerto nome azioni FranceEuronext Parigi SA16 unico non approvato Nessuno offerti approvato per Idoneo US istituzioni per le opzioni ammissibili su singoli titoli azionari che sono quotati e negoziati su Euronext Paris o altro markets18 specificato (17 settembre 2014 Rappresentazione Lettera di Euronext Paris al SEC) 4,5 Nessuno offerto nome azioni GermanyBoumlrse Francoforte singole Nessuno Nessuno offerto offerti non Nessuno approved4,5 offerto GermanyEurex DAX approvato per la vendita a soggetti statunitensi (20 dicembre 1994 CFTC non intervento lettera emessa da Deutsche Terminborse) 3 Nessuno offerto approvato per le istituzioni degli Stati Uniti ammissibili (27 Lug 2005 SEC No-Azione lettera emessa da Eurex) Nessuno offerto GermanyEurex DAX ex non approvato Nessuno offerto Nessuno offerto approvato per le istituzioni degli Stati Uniti ammissibili (luglio 27, 2005 SEC No-Azione lettera emessa da Eurex) GermanyEurex DJ Banks Titans 30 non omologato Nessuna offerta Nessuna Nessuna offerta offerto GermanyEurex DJ assicurativi Titans 30 non omologato Nessuna offerta Nessuna Nessuna offerta offerto GermanyEurex DJ petrolio e gas Titans 30 non omologato Nessuno offerto Nessuno Nessuno offerto offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questa tabella. 9 CountryExchange Alla base di contratti futures opzioni su futures contratti di opzione azionari Opzioni ETF GermanyEurex DJ Telecomunicazioni Titans 30 non omologato Nessuna offerta Nessuna Nessuna offerta offerto GermanyEurex DJ Titans Utilità 30 Non omologato Nessuna offerta Nessuna Nessuna offerta offerto GermanyEurex Dow Jones Euro STOXX 50 approvato per la vendita negli Stati Uniti persone (6 aprile 2000 CFTC Lettera n-azione emessi per Eurex) 3 Nessuno offerto Approvato per ammissibile istituzioni degli Stati Uniti (27 luglio 2005 SEC No-Azione lettera emessa da Eurex) Nessuno offerto GermanyEurex Dow Jones Euro Stoxx 50 Dividend non approvati non approvati Nessuno Nessuno offerto offerto GermanyEurex Dow Jones Euro STOXX 50 EX Nessuno Non approvato offerto Non approvato approvato per ammissibile istituzioni degli Stati Uniti (27 luglio 2005 SEC No-Azione lettera emessa da Eurex) GermanyEurex Dow Jones Euro Stoxx del settore bancario non approved8 Nessuno offerti non approvato Nessuno offerto GermanyEurex Dow Jones Euro STOXX Select Dividend 30 approvato per la vendita a soggetti statunitensi (18 agosto 2008 Lettera CFTC non intervento rilasciato a Eurex) Nessuno offerto Non omologato Nessuno offerto GermanyEurex Dow Jones Global Titans 50 approvato per la vendita a soggetti statunitensi (18 luglio 2002 CFTC Lettera n-azione rilasciato a Eurex) Nessuno offerto Approvato per ammissibile istituzioni degli Stati Uniti (27 luglio 2005 SEC No-Azione lettera emessa da Eurex) Nessuno offerto GermanyEurex Dow Jones Global Titans 50 Index (US denominate) approvato per la vendita negli Stati Uniti persone (5 giugno 2012 la certificazione) Nessuna offerta Nessuna offerta Nessuna offerta per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere le note di chiusura alla fine di questa tabella. 10 CountryExchange Alla base di contratti future opzioni su contratti futures azionari Opzioni Opzioni ETF GermanyEurex Dow Jones Italy Titans 30 approvato per la vendita a soggetti statunitensi (23 novembre 2005 CFTC Lettera n-azione rilasciato a Eurex) Nessuno offerto Non omologato Nessuno offerto GermanyEurex Dow Jones STOXX 50 approvato per la vendita a soggetti statunitensi (6 Aprile, 2000 CFTC Lettera n-azione rilasciato a Eurex) 3 Nessuno offerto approvato per ammissibile istituzioni degli Stati Uniti (27 luglio 2005 SEC No-Azione lettera emessa da Eurex) Nessuno offerto GermanyEurex Dow Jones STOXX 600 approvato in vendita a soggetti statunitensi (18 giugno 2007 CFTC Lettera n-azione rilasciato a Eurex) Nessuno offerto Non omologato Nessuno offerto GermanyEurex Dow Jones STOXX 600 settore bancario approvato per la vendita a soggetti statunitensi (2 aprile 2002 Lettera CFTC non intervento rilasciato a Eurex) Nessuno offerti non approvato Nessuno offerto GermanyEurex Dow Jones Stoxx 600 beni industriali amp Servizi approvato per la vendita a soggetti statunitensi (6 febbraio 2008 CFTC Lettera n-azione rilasciato a Eurex) Nessuno offerti non approvato Nessuno offerto GermanyEurex Dow Jones STOXX 600 Insurance approvato in vendita a soggetti statunitensi (6 febbraio 2008 CFTC Lettera n-azione rilasciato a Eurex) Nessuno offerto Non omologato Nessuno offerto GermanyEurex Dow Jones STOXX 600 media approvato per la vendita a soggetti statunitensi (6 febbraio 2008 Lettera CFTC non intervento rilasciato a Eurex ) Nessuno ha offerto Nessuno Non approvato offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questa tabella. 11 CountryExchange Alla base di contratti future opzioni su futures contratti di opzione azionari Opzioni ETF GermanyEurex Dow Jones STOXX 600 amp personali Household Goods approvato per la vendita a soggetti statunitensi (6 Feb 2008 CFTC Lettera n-azione rilasciato a Eurex) 7 Nessuno offerti non approvato Nessuno offerto GermanyEurex Dow Jones STOXX 600 al dettaglio Non omologato Nessuno offerti non approvato Nessuno offerto GermanyEurex Dow Jones STOXX 600 viaggi amp tempo libero approvato per la vendita a soggetti statunitensi (6 febbraio 2008 CFTC Lettera n-azione rilasciato a Eurex) Nessuno offerto Non omologato Nessuno offerto GermanyEurex Dow Jones STOXX 600 Utilities approvato per la vendita a soggetti statunitensi (6 febbraio 2008 CFTC Lettera n-azione rilasciato a Eurex) Nessuno offerto Non omologato Nessuno offerto GermanyEurex Dow Jones Stoxx Large 200 approvato per la vendita a soggetti statunitensi (6 febbraio 2008 CFTC No-Azione lettera rilasciato a Eurex) Nessuno offerti non approvato Nessuno offerto GermanyEurex Dow Jones STOXX Mid 200 approvato per la vendita a soggetti statunitensi (18 giugno 2007 lettera CFTC non intervento rilasciato a Eurex nessuno) offerto Nessuno Non approvato offerto GermanyEurex Dow Jones STOXX Small 200 approvato in vendita a soggetti statunitensi (6 febbraio 2008 CFTC Lettera n-azione rilasciato a Eurex) Nessuno offerto Non omologato Nessuno offerto GermanyEurex Euro STOXX approvato per la vendita a soggetti statunitensi (5 giugno, la certificazione 2012) Nessuno offerto Non omologato Nessuna offerta per la definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questa tabella. 12 CountryExchange Alla base di contratti future opzioni su futures contratti azionari Opzioni Opzioni ETF GermanyEurex Euro STOXX 50 Ex Indice Financials approvato per la vendita a soggetti statunitensi (27 agosto certificazione 2012) Nessuno offerto Non omologato Nessuno offerto GermanyEurex Euro Stoxx Large approvato per la vendita a soggetti statunitensi ( Nessuno 5 giugno 2012 la certificazione) Nessuno offerti non approvato offerto GermanyEurex Euro STOXX Mid approvato per la vendita a soggetti statunitensi (5 giugno, la certificazione 2012) Nessuno ha offerto Nessuno Non approvato offerto GermanyEurex Euro STOXX Small approvato per la vendita a soggetti statunitensi (5 giugno 2012 certificazione) Nessuno offerto Non omologato Nessuno offerto GermanyEurex HEX 25 finlandese non approvato Nessuno offerto approvato per ammissibile istituzioni degli Stati Uniti (27 luglio 2005 SEC No-Azione lettera emessa da Eurex) Nessuno offerto GermanyEurex iShares DJ EURO STOXX Nessuna offerta Nessuna offerta Nessuna offerto approvato per idoneo istituzioni degli Stati Uniti (27 luglio 2005 SEC No-Azione lettera emessa da Eurex) GermanyEurex KOSPI 200 Options6 Nessuno Non approvato offerto non Nessuno approvato offerto GermanyEurex MDAX approvato per la vendita a soggetti statunitensi (14 marzo 2006 CFTC Lettera n-azione rilasciato a Eurex ) Nessuno ha offerto Non omologato Nessuno offerto GermanyEurex Mini Euro STOXX 50 Volatility approvato per la vendita a soggetti statunitensi (20 luglio, la certificazione 2012) Nessuno offerto Non omologato Nessuno offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, si prega di vedere le note di chiusura alla fine di questa tabella. 13 CountryExchange Alla base di contratti future opzioni su futures contratti azionari Opzioni Opzioni ETF GermanyEurex MSCI All Countries Asia Pacific ex-Japan approvato per la vendita a soggetti statunitensi Nessuno offerti non approvato Nessuno offerto GermanyEurex MSCI China libero (17 Giugno 2013 la certificazione) approvato per la vendita negli Stati Uniti persone (4 febbraio 2014 la certificazione) Nessuna offerta Nessuna Nessuna offerta offerto GermanyEurex MSCI Emerging Markets approvato per la vendita a soggetti statunitensi (4 febbraio 2014 la certificazione) Nessuno offerto Non omologato Nessuno offerto GermanyEurex MSCI Emerging Markets Asia approvato per la vendita a soggetti statunitensi (febbraio 4 2014 certificazione) Nessuno offerto Non omologato Nessuno offerto GermanyEurex MSCI Emerging Markets EMEA approvato per la vendita a soggetti statunitensi (4 febbraio 2014 la certificazione) Nessuno offerto Non Nessuno approvato offerto GermanyEurex MSCI Emerging Markets America Latina approvato per la vendita a soggetti statunitensi (4 febbraio Nessuno 2014 certificazione) Nessuno offerti non approvato offerto GermanyEurex MSCI Europe approvato per la vendita a soggetti statunitensi (17 giugno 2013 la certificazione) Nessuno offerto Non Nessuno approvato offerto GermanyEurex MSCI Europe Growth approvato per la vendita a soggetti statunitensi (4 fEBBRAIO 2014 certificazione) Nessuno offerti non approvato Nessuno offerto GermanyEurex MSCI Europe Value approvato per la vendita a soggetti statunitensi (4 febbraio 2014 la certificazione) Nessuno ha offerto Nessuno Non approvato offerto GermanyEurex MSCI India approvato per la vendita a soggetti statunitensi (4 febbraio 2014 la certificazione) Nessuna offerta Nessuna offerta Nessuna offerta per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questa tabella. 14 CountryExchange Alla base di contratti future opzioni su futures contratti azionari Opzioni Opzioni ETF GermanyEurex MSCI Japan approvato per la vendita a soggetti statunitensi (17 giugno 2013 la certificazione) Nessuna offerta Nessuna Nessuna offerta offerto GermanyEurex MSCI Malaysia approvato per la vendita a soggetti statunitensi (4 Febbraio 2014 la certificazione ) Nessuno ha offerto Nessuno Nessuno offerto offerto GermanyEurex MSCI South Africa approvato per la vendita a soggetti statunitensi (4 febbraio 2014 la certificazione) Nessuno ha offerto Nessuno Nessuno offerto offerto GermanyEurex MSCI Thailand approvato per la vendita a soggetti statunitensi (4 febbraio 2014 la certificazione) Nessuna offerta Nessuna offerta Nessuno offerto GermanyEurex MSCI World approvato per la vendita a soggetti statunitensi (17 giu 2013 certificazione) Nessuno ha offerto non approvati Nessuno offerto Settori GermanyEurex Altro Dow Jones Euro Stoxx Non omologato Nessuno offerti non approvato Nessuno offerto GermanyEurex Altro Dow Jones STOXX 600 settori di mercato non approvato Nessuno offerti non approvato Nessuno offerto GermanyEurex RDX USD12 Non approvato Nessuno offerto non approvati Nessuno offerto Equities nome GermanyEurex unico non approvato Nessuno offerto approvato per le opzioni su singole tedeschi, svizzeri, finlandese, olandese, italiano, e equities5 francese per le istituzioni degli Stati Uniti ammissibili (27 luglio 2005 SEC Lettera n-azione rilasciato a Eurex) Nessuno offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questa tabella. 15 CountryExchange Alla base di contratti future opzioni su futures contratti azionari Opzioni Opzioni ETF GermanyEurex SLI Swiss Leader approvato per la vendita a soggetti statunitensi (18 Agosto 2008 CFTC Lettera n-azione rilasciato a Eurex) Nessuno offerto Non omologato Nessuno offerto GermanyEurex STOXX Europe 600 approvato per la vendita a soggetti statunitensi (5 giugno, la certificazione 2012) Nessuno offerto Non omologato Nessuno offerto GermanyEurex STOXX Europe Large 200 approvato per la vendita a soggetti statunitensi (5 giugno, la certificazione 2012) Nessuno offerto Non omologato Nessuno offerto GermanyEurex STOXX Europe Mid 200 approvato per la vendita negli Stati Uniti persone (5 giugno, la certificazione 2012) Nessuno offerti non approvato Nessuno offerto GermanyEurex STOXX Europe Small 200 approvato per la vendita a soggetti statunitensi (5 giugno, la certificazione 2012) Nessuno offerti non approvato Nessuno offerto GermanyEurex mercato svizzero Non approvato Nessuno offerto approvato per istituzioni statunitensi ammissibili (27 luglio 2005 SEC No-Azione lettera emessa da Eurex) Approvato per ammissibile istituzioni degli Stati Uniti (27 luglio 2005 SEC No-Azione lettera emessa da Eurex) Indice GermanyEurex Swiss Market Midcap (SMIM) approvato per la vendita a soggetti statunitensi (18 agosto 2008 Lettera CFTC non intervento rilasciato a Eurex None) offerti non approvato Nessuno offerto GermanyEurex TECDAX approvato per la vendita a soggetti statunitensi (18 agosto 2008 CFTC No-Azione lettera emessa da Eurex) Nessuno offerto approvato per le istituzioni degli Stati Uniti ammissibili (27 luglio, 2005 SEC Lettera n-azione rilasciato a Eurex) Nessuno offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questa tabella. 16 CountryExchange Alla base di contratti futures opzioni su futures contratti azionari Opzioni Opzioni ETF GreeceAthens Cambio mercato dei derivati ​​FTSEASE 20 non approvato Nessuno offerti non approvato Nessuno offerto GreeceAthens derivati ​​di cambio di mercato FTSEASE Mid-40 non Nessuno approvato offerto non approvato Nessuno offerto scambi di Hong KongHong Kong e Clearing SA . (HKEX) CES Cina 120 approvato per la vendita a soggetti statunitensi (17 settembre 2013) di certificazione Nessuno offerto Nessuno offerto Nessuno offerto scambi di Hong Kong e KongHong Clearing Ltd. (HKEX) DJIA Non omologato Nessuna offerta Nessuna Nessuna offerta offerto scambi di Hong Kong KongHong e Clearing Ltd. (HKEX) FTSEXinhua China 25 approvato per la vendita a soggetti statunitensi (26 settembre 2006 CFTC Lettera n-azione rilasciato a HKFE) Nessuna offerta non approvato Nessuno offerto scambi di Hong Kong e KongHong Clearing Ltd. (HKEX) Hang Seng approvati in vendita a soggetti statunitensi (1 giugno 1994 CFTC Lettera n-azione rilasciato a HKFE) 3 Nessuno offerto Approvato per ammissibile istituzioni degli Stati Uniti (26 settembre 1995 SEC No-Azione lettera emessa da HKFE) Nessuno offerto scambi di Hong KongHong Kong e Clearing SA . Index Point Dividend (HKEX) HSCEI Non approvato Nessuno offerto Nessuno Nessuno offerto offerto scambi di Hong Kong e KongHong Clearing Ltd. (HKEX) azioni H (Hang Seng China Enterprises Index) approvato per la vendita a soggetti statunitensi (26 settembre 2006 CFTC No - Azione lettera emessa da HKFE) Nessuno offerto Non omologato Nessuno offerto scambi di Hong Kong e KongHong Clearing Ltd. (HKEX) HSI Volatility Index (VHSI) approvato per la vendita a soggetti statunitensi (17 settembre 2013 la certificazione) Nessuna offerta Nessuna offerta Nessuna offerta per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere le note di chiusura alla fine di questa tabella. 17 CountryExchange Alla base di contratti future opzioni su contratti future opzioni su azioni Opzioni ETF Hong Kong KongHong Scambi e Clearing Ltd. (HKEX) Mini Hang Seng approvato per la vendita a soggetti statunitensi (16 gennaio 2009 CFTC Lettera n-azione rilasciato a HKFE) Nessuno Non offerto aPPROVATI Nessuno offerto scambi di Hong Kong e KongHong Clearing Ltd. (HKEX) Mini Seng China Enterprises Index Hang approvato per la vendita a soggetti statunitensi (16 gen 2009 CFTC Lettera n-azione emessi per HKFE) Nessuno offerto Non omologato Nessuno offerto HungaryBudapest Borsa BUX non omologato Nessuna offerta Nessuna offerta Nessuna offerta IndiaBombay stock Exchange (BSE) indice BSE sensibile di 30 titoli (Sensex) 9 approvato per la vendita a soggetti statunitensi (14 giugno 2006 CFTC Lettera n-azione rilasciato a BSE) Nessuno offerti non approvato Nessuno offerto IndiaBombay Stock Exchange (BSE) DOLLEX-309 non ha approvato nessuna offerta Non omologato Nessuno offerto IndiaBombay Stock Exchange (BSE) SampP BSE 1009 approvato per la vendita a soggetti statunitensi (24 settembre 2013 certificazione) Nessuno offerti non approvato Nessuno offerto IndiaNational Borsa dell'India Ltd. (NSE) Banca Nifty9 Non omologato Nessuno offerti non approvato Nessuno offerto IndiaNational Borsa di India Ltd. (NSE) CNXIT9 Non approvato Nessuno offerti non approvato Nessuno offerto IndiaNational Borsa di India Ltd. (NSE) SampP CNX Nifty (ldquoNifty 50rdquo ) 9 approvato per la vendita a soggetti statunitensi (17 ottobre 2003 CFTC Lettera n-azione rilasciato a NSE) Nessuno offerto Non Nessuno approvato offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura al fine di questa tabella. 18 CountryExchange Alla base di contratti future opzioni su contratti future opzioni su azioni ETF Opzioni IrelandIrish Borsa singolo nome azioni Nessuna offerta Nessuna offerti non Nessuno approved4 offerto IsraeleTel Aviv Borsa TA 25 non approvato Nessuno offerti non approvato Nessuno offerto IsraeleTel Aviv Borsa TA banche non approvato Nessuno offerti non approvato Nessuno offerto ItalyBorsa Italiana ndash IDEM FTSE MIB Dividend attesa di approvazione Nessuno offerto Nessuno Nessuno offerto offerto ItalyBorsa Italiana ndash IDEM FTSE MIB4 approvato per la vendita a soggetti statunitensi (30 agosto 2004 CFTC Lettera n-azione rilasciato a Borsa Italiana) Nessuno offerto, approvato per ammissibile istituzioni degli Stati Uniti (24 settembre 2004 Lettera n-azione rilasciato a Borsa Italiana) Nessuno ha offerto ItalyBorsa Italiana ndash IDEM Mini FTSE MIB approvato per la vendita a soggetti statunitensi (30 agosto 2004 CFTC Lettera n-azione rilasciato a Borsa Italiana) Nessuno ha offerto Nessuno offerto Nessuno offerto ItalyBorsa Italiana ndash Equities nome IDEM unico non approvato Nessuno offerto approvato per istituzioni statunitensi ammissibili (cfr 1 settembre 1998 SEC No-Azione lettera emessa da Borsa Italiana con riferimento a opzioni su singole azioni ISE) 4,5 Nessuno offerto JapanOsaka Exchange (OSE) 16 DJIA approvato per la vendita a soggetti statunitensi (15 giugno, la certificazione 2012) Nessuna offerta Nessuna Nessuna offerta offerto per le definizioni di ldquoEligible US Institutionrdquo e ldquoEligible Optionrdquo e per altre informazioni esplicative, vedere i note di chiusura alla fine di questo tavolo. 19 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options JapanOsaka Exchange (OSE)16 FTSE Japan Approved for sale to U. S. Persons (February 13, 2003 No-Action Letter issued to OSE) None offered None offered None offered JapanOsaka Exchange (OSE)16 Mini Nikkei 225Intercontract Spread Approved for sale to U. S. Persons (July 11, 2006 CFTC No-Action Letter issued to OSE)3 None offered None offered None offered JapanOsaka Exchange (OSE)16 Mini TOPIX Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered JapanOsaka Exchange (OSE)16 Nikkei 225 Dividend Not approved None offered None offered None offered JapanOsaka Exchange (OSE)16 Nikkei 225Intercontract Spread Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to OSE)3 None offered Approved for Eligible U. S. Institutions (July 23, 1999 SEC No-Action Letter issued to OSE) None offered JapanOsaka Exchange (OSE)16 Nikkei Stock Average Volatility Approved for sale to U. S. Persons (March 9, 2012 certification) None offered None offered None offered JapanOsaka Exchange (OSE)16 RussellNomura Prime Approved for sale to U. S. Persons (March 14, 2005 No-Action Letter issued to OSE) None offered None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 20 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options JapanOsaka Exchange (OSE)16 Single name equities None offered None offered Approved for Eligible U. S. Institutions for Eligible Options on individual equities that are listed and traded on the OSE or other Japanese exchanges and that meet OSE selection standards (March 14, 2014 Representation Letter from Tokyo Stock Exchange and Osaka Securities Exchange to SEC) None offered JapanOsaka Exchange (OSE)16 Tokyo Stock Exchange REIT Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered JapanOsaka Exchange (OSE)16 TOPIX Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to TSE)3 None offered Approved for Eligible U. S. Institutions (July 27, 1999 SEC No-Action Letter issued to TSE) None offered JapanOsaka Exchange (OSE)16 TOPIX 150 Approved for sale to U. S. Persons (May 23, 2001 CFTC No-Action Letter issued to TSE)3 None offered Approved for Eligible U. S. Institutions (November 15, 2002 SEC No-Action Letter issued to TSE) None offered JapanOsaka Exchange (OSE)16 TOPIX Banks Not approved None offered None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 21 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options JapanOsaka Exchange (OSE)16 TOPIX Core30 Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered JapanTokyo Financial Exchange (TFX) Nikkei 225 Margin Not approved None offered None offered None offered Korea ndash see South Korea - - - - - MalaysiaBursa Malaysia Derivatives Berhad (BMD) FTSE Bursa Malaysia Kuala Lumpur Composite Approved for sale to U. S. Persons (June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad) None offered Not approved None offered MexicoMexican Derivatives Exchange (MEXDER) IPC Approved for sale to U. S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.) Approved for sale to U. S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.) None offered Not approved Netherlands Euronext Amsterdam Derivatives Markets N. V.16 AEX Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.) None offered Approved for Eligible U. S. Institutions (September 17, 2014 Representation Letter from Euronext Amsterdam to SEC)4 None offered Netherlands Euronext Amsterdam Derivatives Markets N. V.16 AEX Mini Approved for sale to U. S. Persons (September 13, 2013 certification) None offered Not approved None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 22 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Netherlands Euronext Amsterdam Derivatives Markets N. V.16 Amsterdam Mid-Kap Not approved None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V.16 FTSE Eurotop 100 Approved for sale to U. S. Persons (May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt Amsterdam)3 None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V.16 Light AEX Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.) None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V.16 Single name equities Not approved None offered Approved for Eligible U. S. Institutions for Eligible Options on individual equities that are listed and traded on Euronext Amsterdam or other specified markets17 (September 17, 2014 Representation Letter from Euronext Amsterdam to SEC)4,5 None offered New ZealandNZFOE NZSE 10 Not approved Not approved None offered None offered NorwayOslo Stock Exchange OBX Not approved None offered Not approved None offered NorwayOslo Stock Exchange Single name equities None offered None offered Not approved4,11 None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 23 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options PolandWarsaw Stock Exchange WIG20 Approval pending None offered Not approved None offered PortugalEuronext Lisbon PSI 20 Not approved Not approved None offered4 None offered PortugalEuronext Lisbon Single name equities Not approved None offered Not approved4 None offered Russia Single name equitiesmdashsee London Stock Exchange14 - - - - RussiaRussian Trading System Stock Exchange (RTS) RTS Index Approval pending None offered Not approved None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) Dow Jones Thailand Not approved (the requested approval was deemed withdrawn by the CFTC in 2004) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) Euro STOXX 50 Approved for sale to U. S. Persons (March 22, 2012 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) FTSEXinhua China A50 Approved for sale to U. S. Persons (January 26, 2012 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) Mini Nikkei 225 Approved for sale to U. S. Persons (December 23, 2009 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Asia APEX 50 Approved for sale to U. S. Persons (January 26, 2012 certification) None offered None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 24 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Hong Kong Approved for sale to U. S. Persons (December 17, 1999 CFTC No-Action Letter issued to SIMEX) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI India Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Indonesia Approved for sale to U. S. Persons (October 2, 2012 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Philippines Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Singapore Free Approved for sale to U. S. Persons (July 11, 2000 CFTC No-Action Letter issued to SGX-DT)3 None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Taiwan Approved for sale to U. S. Persons (August 29, 1997 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons3 None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Thailand Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX) 3 None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 25 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei 300 Approved for sale to U. S. Persons (December 13, 1995 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons (December 13, 1995 CFTC No-Action Letter issued to SIMEX)3 None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) SampP CNX Nifty (ldquoNifty 50rdquo) Approved for sale to U. S. Persons (January 7, 2004 CFTC No-Action Letter issued to SGX-DT) None offered Not approved None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) SGX MSCI Japan Approved for sale to U. S. Persons (February 13, 2003 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) SGX Straits Times (STI) Not approved None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) USD Nikkei Approved for sale to U. S. Persons (May 24, 2007 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered South AfricaJSESAFEX ALSIFTSE JSE 40 Approved for sale to U. S. Persons (July 18, 2002 CFTC No-Action Letter issued to SAFEX) None offered Not approved None offered South AfricaJSESAFEX Financial Not approved None offered None offered None offered South AfricaJSESAFEX FTSEJSE Shareholder Weighted Top 40 Index (DTOP) Not approved Not approved None offered None offered South AfricaJSESAFEX Industrial Not approved None offered None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 26 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options South AfricaJSESAFEX Mining Not approved None offered None offered None offered South KoreaKorea Exchange KOSDAQ 50 Plus Not approved Not approved None offered None offered South KoreaKorea Exchange KOSPI 200 Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange) None offered Not approved None offered SpainMadrid Stock Exchange Single name equities None offered None offered Not approved4 None offered SpainMEFF IBEX 35 Approved for sale to U. S. Persons (August 8, 1994 CFTC No-Action Letter issued to MEFF)3 None offered Not approved None offered SpainMEFF IBEX 35 Mini Not approved Not approved None offered None offered SpainMEFF SampP Euro Approved for sale to U. S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF) None offered None offered None offered SpainMEFF SampP Europe 350 Approved for sale to U. S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF) None offered None offered None offered SwedenOMHEX HEXTECH Not approved Not approved None offered None offered SwedenOMHEX HEXTEMP Not approved None offered None offered None offered SwedenOMX Nordic Exchange Stockholm AB NOX Not approved None offered Not approved None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 27 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options SwedenOMX Nordic Exchange Stockholm AB OBX Not approved None offered Not approved None offered SwedenOMX Nordic Exchange Stockholm AB OMXcap Approved for sale to U. S. Persons (May 25, 2000 CFTC No-Action Letter issued to OM Stockholm)3 None offered Not approved None offered SwedenOMX Nordic Exchange Stockholm AB OMXS30 (formerly OMX) Approved for sale to U. S. Persons (June 3, 1998 CFTC No-Action Letter issued to OM Stockholm)3 None offered Not approved None offered SwedenOMX Nordic Exchange Stockholm AB Single name equities Not approved None offered Not approved4,11 None offered SwedenOMX Nordic Exchange Stockholm AB VINX30 Approved for sale to U. S. Persons (November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm) None offered Not approved Not approved SwitzerlandSIX Swiss Exchange Ltd Single name equities None offered None offered Not approved4,5 None offered TaiwanTaiwan Futures Exchange Electronic Sector Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered TaiwanTaiwan Futures Exchange Finance Sector Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 28 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options TaiwanTaiwan Futures Exchange GreTai Securities Market Capitalized Weighted Approved for sale to U. S. Persons (October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered TaiwanTaiwan Futures Exchange Mini-TAIEX Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered None offered None offered TaiwanTaiwan Futures Exchange MSCI Taiwan Approved for sale to U. S. Persons (October 12, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered TaiwanTaiwan Futures Exchange TAIEX Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered TaiwanTaiwan Futures Exchange Taiwan Stock Exchange Non-Finance Non-Electronics Approved for sale to U. S. Persons (April 1, 2008 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered TaiwanTaiwan Futures Exchange TSEC Taiwan 50 Not approved None offered None offered None offered ThailandThailand Futures Exchange PCL SET50 Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange) None offered Not approved None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 29 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options TurkeyBorsa stanbul Derivatives Market (VIOP) BIST 30 (formerly ISE 30)13 Approved for sale to U. S. Persons (August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange) None offered Not approved None offered U. K.EDX London Exchange KFXFlex KFX Not approved None offered Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered U. K.EDX London Exchange OBXFlex OBX Not approved None offered Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered U. K.EDX London Exchange OMXFlex OMX None offered None offered Approved for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange)4 None offered U. K.EDX London Exchange Single name equities None offered None offered Approved for options on individual Swedish, Norwegian and Danish equities11 for Eligible U. S. Institutions (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 30 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U. K.LIFFE (ICE Futures Europe)16 FTSE 100 Approved for sale to U. S. Persons (January 16, 1990 CFTC No-Action Letter issued to LIFFE)3 None offered Approved for Eligible U. S. Institutions (May 1, 1992 SEC No-Action Letter issued to LIFFE)4 None offered U. K.LIFFE (ICE Futures Europe)16 FTSE 100 Dividend - RDSA Withholding Not approved None offered None offered None offered U. K.LIFFE (ICE Futures Europe)16 FTSE 100 FLEX None offered None offered Approved for Eligible U. S. Institutions (March 6, 1996 SEC No-Action Letter issued to LIFFE) None offered U. K.LIFFE (ICE Futures Europe)16 FTSE 250 (2GBP) Approved for sale to U. S. Persons (January 10, 2014 certification) None offered None offered None offered U. K.LIFFE (ICE Futures Europe)16 FTSE 250 (Mid-Cap) Approved for sale to U. S. Persons (July 27, 1994 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K.LIFFE (ICE Futures Europe)16 FTSE Eurotop 100 Approved for sale to U. S. Persons (March 10, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K.LIFFE (ICE Futures Europe)16 Mini FTSE 100 Approved for sale to U. S. Persons (May 30, 2001 CFTC No-Action letter issued to LIFFE)3 None offered None offered None offered U. K.LIFFE (ICE Futures Europe)16 MSCI Euro Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 31 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U. K.LIFFE (ICE Futures Europe)16 MSCI Europe (Euro-denominated) Approved for sale to U. S. Persons (December 6, 2013 certification) None offered None offered None offered U. K.LIFFE (ICE Futures Europe)16 MSCI Pan-Euro Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K.LIFFE (ICE Futures Europe)16 Single name equities Not approved None offered Approved for Eligible Options on individual equity securities on specified non-U. S. exchanges15 for Eligible U. S. Institutions (March 14, 2014 Representation Letter from ICE Futures Europe to SEC) None offered U. K.LIFFE (ICE Futures Europe)16 TOPIX Approved for sale to U. S. Persons (December 1, 2011 certification) None offered None offered None offered U. K.London Stock Exchange Derivatives FTSE 100 Approved for sale to U. S. Persons (August 28, 2014 certification) None offered Not approved4 None offered U. K.London Stock Exchange Derivatives FTSE UK Large Cap Super Liquid (FTSE SLQ) Approved for sale to U. S. Persons (August 28, 2014 certification) None offered None offered None offered U. K.London Stock Exchange Derivatives Single name equities None offered None offered Not approved (see U. K.LIFFE)4 None offered U. K.Turquoise Global Holdings Limited FTSE 100 Approved for sale to U. S. Persons (June 1, 2012 certification) None offered Not approved4 None offered 32 NOTE: This Chart covers those products and exchanges that are likely to be of greatest interest to market participants in the United States. It is not, therefore, intended to be exhaustive, and is presented without any representation or warranty as to its accuracy, completeness or timeliness. Transmission or receipt of this information does not create an attorney-client relationship with Katten Muchin Rosenman LLP, and the information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer. This Chart does not express any opinion as to the potential application of the laws of any jurisdiction other than the United States. Questions regarding the permissibility of trading in products that are not included in this Chart should be addressed to James D. Van De Graaff at 1.312.902.5227, Kenneth M. Rosenzweig at 1.312.902.5381, Kevin M. Foley at 1.312.902.5372, Gary DeWaal at 1.212.940.6558, Christian B. Hennion at 1.312.902.5521 or Blake J. Brockway at 1.312.902.5438. ldquoEligible U. S. Institutionrdquo: As used in this Chart, in accordance with SEC no-action letters, the term ldquoEligible U. S. Institutionrdquo means, in general, a U. S. Person that (i) is a ldquoqualified institutional buyerrdquo as defined in Rule 144A(a)(1) under the Securities Act of 1933, and (ii) has had prior actual experience in trading U. S.-listed options contracts. For information regarding working definitions of ldquoU. S. Personrdquo as that term is used in this Chart, please contact Katten Muchin Rosenman LLP. ldquoEligible Optionrdquo: As used in this Chart, in accordance with SEC no-action letters, the term ldquoEligible Optionrdquo means an index option or option on an individual security traded on a Foreign Options Market that is not fungible or interchangeable with options traded on any market other than the Foreign Options Market and, accordingly, each position in an Eligible Option issued by a clearing member of the Foreign Options Market can be closed out only on the Foreign Options Market. A ldquoForeign Options Marketrdquo means a non-U. S. derivatives market: (1) on which Eligible Options trade and (2) that is an organized exchange operated and regulated outside the United States. See LIFFE AampM and Class Relief, SEC No-Action Letter (Jul. 1, 2013) available here. 1 Reserved 2 The CFTC No-Action Letter also applies to BMampF Bovesparsquos ldquoIbovespa Rolloverrdquo and ldquoForward Points on the Ibovespardquo transactions. 3 The index is included in the CFTCrsquos and SECrsquos joint order dated May 31, 2002, extending the exclusion of such index from the definition of ldquonarrow-based security indexrdquo under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 (the ldquoJoint Orderrdquo). Foreign futures contracts or options on futures contracts on ldquonarrow-based securities indexesrdquo may not be offered or sold to U. S. Persons without the CFTC and SEC first developing joint regulations, which has not yet been done. Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Modernization Act (ldquoCFMArdquo) on December 21, 2000, to continue to be offered and sold to U. S. Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire. 4 Bclear allows members to submit an option contract on a non-U. S. security that has been negotiated and completed as an over-the-counter (OTC) transaction so that LIFFE may replace the OTC transaction with an equivalent LIFFE options contract. LIFFE members that intend to offer or sell such products to U. S. Persons must satisfy the following conditions: (i) Bclear services may only be offered to a U. S. person that qualifies as an Eligible U. S. Institution (see above) (ii) the LIFFE member must obtain and maintain certain representations from the customer and (iii) before transacting, and on an annual basis thereafter, the LIFFE member must file a declaration with LIFFE. For additional information on these conditions, see LIFFE London Notice No. 3732. LIFFE maintains a list of Eligible Options, which includes (1) LIFFE individual equity options based on the securities of non-U. S. issuers and (2) LIFFE index options based on indexes that contain no component securities of U. S. issuers. The list of Eligible Options may be accessed here. 5 The SEC also has approved for Eligible U. S. Institutions all options on individual German-, Swiss-, Finnish-, Dutch-, Italian - and French-issued equities where those options are now or in the future listed on Eurex. Options on equities issued in any other country have not been approved at this time for trading by U. S. Persons on Eurex. 6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchangersquos KOSPI 200 Options (with strike prices, expiries, putcall and premiums) at the start of the next trading session on the Korean Exchange. 7 Pursuant to Eurex Circular 28111, the Dow Jones STOXX 600 Personal amp Household Goods Sector will no longer be tradable on Eurex trading terminals in the United States. after the close of business on February 29, 2012. The previously issued no-action letter approving such product for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) has not been withdrawn. 8 Pursuant to Eurex Circular 26011, the Dow Jones Euro STOXX Banking Sector is no longer tradable on Eurex trading terminals in the United States see also Eurex Circular 28111. The previously issued no-action letter approving such product for sale to U. S. Persons (April 2, 2002 CFTC No-Action Letter issued to Eurex) has not been withdrawn. 9 Additional restrictions apply to the trading of these products by U. S. Persons. 10 Reserved 11 The SEC also has approved for Eligible U. S. Institutions all options on individual Swedish-, Norwegian - and Danish-issued equities where those options are now or in the future listed on the EDX London exchange. Options on equities issued in any other country have not been approved at this time for trading by U. S. Persons on the EDX London Exchange. Note: EDX London Exchange has been acquired by the Turquoise Exchange. 12 The RDX USD Index futures and options contracts have not been approved for sale to U. S. Persons. The CFTC approved a similar Eurex contract (RDXxt USD ndash RDX Extended Index futures contract) for sale to U. S. Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract. 13 The Istanbul Stock Exchange (ISE) is now part of the Borsa Istanbul (BIST). As such, references to ISE 30 have been changed to BIST 30 on VIOPrsquos trading platform and the CFTCrsquos website. For the definitions of ldquoEligible U. S. Institutionrdquo and ldquoEligible Optionrdquo and for other explanatory information, please see the endnotes at the end of this table. 33 60970926 14 The London Stock Exchange offers options on Russian equity products through its International Order Book. Providing all applicable conditions are met, Eligible U. S. Institutions may trade these options through the Bclear service offered by LIFFE. See Footnote 4. 15 ICE Futures Europe listed the following non-U. S. stock exchanges in its claim for class relief: Borsa Italiana, Cophenhagen Stock Exchange, Deutsche Boerse, Euronext Amsterdam, Euronext Brussels, Euronext Lisbon, Euronext Paris, Helsinki Stock Exchange, Irish Stock Exchange, London Stock Exchange, London Stock Exchange International Order Book, Madrid Stock Exchange, Oslo Stock Exchange, SIX Swiss Exchange, Stockholm Stock Exchange and Vienna Stock Exchange. 16 This exchange has claimed relief under LIFFE AampM and Class Relief SEC No-Action Letter (Jul. 1, 2013) for Foreign Options Markets engaging in familiarization activities with Eligible U. S. Institutions with respect to Eligible Options. 17 Euronext Amsterdam listed the following regulated markets elsewhere in Europe for class relief: Euronext Brussels, Euronext Paris, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki. 18 Euronext Paris listed the following regulated markets elsewhere in Europe for class relief: Euronext Brussels, Euronext Amsterdam, London Stock Exchange, Deutsche Borse, Borsa Italiana, Bolsas y Mercados Espanoles, Swiss Exchange, OMX Stockholm, Oslo Stock Exchange, OMX Copenhagen, Weiner Borse, Irish Stock Exchange and OMX Helsinki. kattenlaw AUSTIN CENTURY CITY CHARLOTTE CHICAGO HOUSTON IRVING LONDON LOS ANGELES NEW YORK ORANGE COUNTY SAN FRANCISCO BAY AREA SHANGHAI WASHINGTON, DC Attorney advertising. Published as a source of information only. The material contained herein is not to be construed as legal advice or opinion. copy2014 Katten Muchin Rosenman LLP. Tutti i diritti riservati. Katten Muchin Rosenman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act (1997). London affiliate: Katten Muchin Rosenman UK LLP To view all formatting for this article (eg, tables, footnotes), please access the original here. quotI find the Lexology service invaluable. In common with many in-house lawyers, I have limited access to (and a limited budget for) resources and rely on receiving know-how from friends and contacts in private practice. Lexology is great as it provides a daily email with the headlines in all the areas of law that I am interested in (which are all relevant to me, as I was able to choose which areas I was interested in at registration), with links to articles from a wide variety of sources. I tend to scroll through the daily email when I am having my lunch, reading the headlines and descriptions of the articles, and click on any items that are of interest to me - that way, I feel like I am kept in the loop with legal developments. In addition to the daily email, I find the articles themselves very helpful - they set out the legal principle but most importantly, they boil it down to the practical implications. When I am doing legal research, I also find the archive search function very helpful. I have recommended the service to quite a few friends who have also found it very helpful. quot quotI find the Lexology service invaluable. In common with many in-house lawyers, I have limited access to (and a limited budget for) resources and rely on receiving know-how from friends and contacts in private practice. Lexology. quotI find the Lexology service invaluable. In common with many in-house lawyers, I have limited access to (and a limited budget for) resources and rely on receiving know-how from friends and contacts in private practice. Lexology is great as it provides a daily email with the headlines in all the areas of law that I am interested in (which are all relevant to me, as I was able to choose which areas I was interested in at registration), with links to articles from a wide variety of sources. I tend to scroll through the daily email when I am having my lunch, reading the headlines and descriptions of the articles, and click on any items that are of interest to me - that way, I feel like I am kept in the loop with legal developments. In addition to the daily email, I find the articles themselves very helpful - they set out the legal principle but most importantly, they boil it down to the practical implications. When I am doing legal research, I also find the archive search function very helpful. I have recommended the service to quite a few friends who have also found it very helpful. quot Kirsteen Lamont In House Lawyer Phones 4u LimitedForeign Listed Stock Index Futures and Options Approval To view this article you need a PDF viewer such as Adobe Reader. European Union, USA April 16 2014 Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are superseded and should be discarded. Please note the following developments since we last distributed the Approvals Chart: (1) The CFTC has approved the following contracts for trading by U. S. persons: (i) Eurexrsquos futures contract based on the MSCI China Free Index (ii) Eurexrsquos futures contract based on the MSCI Emerging Markets Asia Index (iii) Eurexrsquos futures contract based on the MSCI Emerging Markets EMEA Index (iv) Eurexrsquos futures contract based on the MSCI Emerging Markets Index (v) Eurexrsquos futures contract based on the MSCI Emerging Markets India Index (vi) Eurexrsquos futures contract based on the MSCI Emerging Markets Latin America Index (vii) Eurexrsquos futures contract based on the MSCI Europe Growth Index (viii) Eurexrsquos futures contract based on the MSCI Europe Value Index (ix) Eurexrsquos futures contract based on the MSCI Malaysia Index (x) Eurexrsquos futures contract based on the MSCI South Africa Index (xi) Eurexrsquos futures contract based on the MSCI Thailand Index (xii) SGX-DTrsquos futures contract based on the MSCI India Index (xiii) SGX-DTrsquos futures contract based on the MSCI Philippines Index (xiv) SGX-DTrsquos futures contract based on the MSCI Thailand Index (xv) Euronext LIFFErsquos British pound sterling-denominated futures contract (pound2 per index point) based on the FTSE 250 Index and (xvi) Euronext LIFFErsquos Euro-denominated futures contract based on the MSCI Europe Index. (2) The SEC has not approved any new foreign equity index options since we last distributed the Approvals Chart. (3) In addition, the Chart has been modified to note the availability of the Bclear service offered by LIFFE, which allows LIFFE members that comply with specified criteria to clear certain non-U. S. equity and index options that were executed over the counter on behalf of Eligible U. S. Institutions. Please refer to Footnote 4 for additional information. For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 1 Foreign Listed Stock Index Futures and Options Approvals (April 2014) CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options AustraliaASXASX Futures Exchange SampPASX 50 Approved for sale to U. S. Persons (July 24, 2002 No-Action Letter issued to ASX Futures Exchange) None offered Approved for Eligible U. S. Institutions only (August 13, 2007 SEC No-Action Letter issued to ASX Limited) None offered AustraliaASXASX Futures Exchange Single name equities None offered None offered Approved for Eligible U. S. Institutions only (August 13, 2007 SEC No-Action Letter issued to ASX Limited) None offered AustraliaASXASX Futures Exchange SampPASX 200 Approved for sale to U. S. Persons (July 24, 2002 No-Action Letter issued to ASX Futures Exchange) None offered Approved for Eligible U. S. Institutions only (August 13, 2007 SEC No-Action Letter issued to ASX Limited) Not approved AustraliaASXASX Futures Exchange SampPASX 200 A-Reit Not approved None offered Approved for Eligible U. S. Institutions only (August 13, 2007 SEC No-Action Letter issued to ASX Limited) None offered AustraliaSydney Futures Exchange (SFE) SPI 200 Approved for sale to U. S. Persons (August 10, 1999 No-Action Letter issued to SFE) Approved for sale to U. S. Persons (August 10, 1999 No-Action Letter issued to SFE) Not approved None offered AustraliaSydney Futures Exchange (SFE) 1-Day Option Contract based on the CBOT Mini-Sized Dow Futures Contract None offered Approved for sale to U. S. Persons (August 8, 2006 No-Action Letter issued to SFE) None offered None offered AustriaWiener Borse ATX Not approved None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 2 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options AustriaWiener Borse Russian Traded Not approved None offered Not approved None offered AustriaWiener Borse CECE Indices (CEX, CTX, HTX, PTX) Not approved None offered Not approved None offered AustriaWiener Borse Single name equities None offered None offered Not approved4 None offered BelgiumEuronext Brussels BEL 20 Approved for sale to U. S. Persons (August 31, 2011 No-Action Letter issued to Euronext Brussels) None offered Not approved4 None offered BelgiumEuronext Brussels Mini BEL 20 (index participation units) None offered None offered Not approved None offered BelgiumEuronext Brussels Mini Dow Jones Euro STOXX (index participation units) None offered None offered Not approved None offered BelgiumEuronext Brussels Single name equities Not approved None offered Not approved4 None offered Brazil BMampF Bovespa S. A. Ibovespa Approved for sale to U. S. Persons (August 26, 2009 No-Action Letter issued to BMampF Bovespa S. A.)2 Approved for sale to U. S. Persons (August 26, 2009 No-Action Letter issued to BMampF Bovespa S. A.) Not approved None offered Brazil BMampF Bovespa S. A. Ibovespa Flex None offered None offered Not approved None offered Brazil BMampF Bovespa S. A. Mini Ibovespa Approved for sale to U. S. Persons (August 26, 2009 No-Action Letter issued to BMampF Bovespa S. A.) None offered None offered None offered Brazil BMampF Bovespa S. A. IBrX 50 Index Futures Contract Approval pending Not approved Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 3 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Brazil BMampF Bovespa S. A. SampP 500 Index Approved for sale to U. S. Persons (September 24, 2012 certification) None offered None offered None offered Brazil BMampF Bovespa S. A. MICEX Approved for sale to U. S. Persons (March 12, 2013 certification) None offered None offered None offered Brazil BMampF Bovespa S. A. Hang Seng Approved for sale to U. S. Persons (March 12, 2013 certification) Not approved Not approved None offered Brazil BMampF Bovespa S. A. FTSEJSE Top 40 Approved for sale to U. S. Persons (March 12, 2013 certification) Not approved Not approved None offered Brazil BMampF Bovespa S. A. BSE Sensitive Approved for sale to U. S. Persons (March 12, 2013 certification) Not approved Not approved None offered CanadaMontreal Exchange (Bourse de Montreacuteal) SampPTSX Canada 60 Approved for sale to U. S. Persons (December 9, 1999 CFTC No-Action Letter issued to Montreal Exchange)3 None offered Approved, including approval of all other index options, for sale to U. S. Persons generally that are now or may in the future be listed (Post-Effective Amendment No. 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp. SEC File No. 2-69458) None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 4 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options CanadaMontreal Exchange (Bourse de Montreacuteal) Single name equities None offered None offered Approved for all options on individual securities listed on the Montreal Exchange that are now or may in the future be listed for sale to U. S. Persons generally (Post-Effective Amendment No. 27 to Registration Statement on Form S-20 filed by Canadian Derivatives Clearing Corp. SEC File No. 2-69458) None offered CanadaMontreal Exchange (Bourse de Montreacuteal) SampPTSX 60 Index Mini Futures Approved for sale to U. S. Persons (April 19, 2012 certification) None offered None offered None offered CanadaMontreal Exchange (Bourse de Montreacuteal) iUnits SampPTSE 60 Index Participation Fund (i60 Fund) None offered None offered None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampPTSX Canada 60 above) CanadaMontreal Exchange (Bourse de Montreacuteal) SampPTSX Capped Sector Not approved None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampPTSX Canada 60 above) None offered CanadaMontreal Exchange (Bourse de Montreacuteal) iUnits SampPTSX Capped Gold Index Fund None offered None offered None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampPTSX Canada 60 above) For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 5 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options CanadaMontreal Exchange (Bourse de Montreacuteal) iUnits SampPTSX Capped Financials Index Fund None offered None offered None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampPTSX Canada 60 above) CanadaMontreal Exchange (Bourse de Montreacuteal) iUnits SampPTSX Capped Information Technology Index Fund None offered None offered None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampPTSX Canada 60 above) CanadaMontreal Exchange (Bourse de Montreacuteal) iUnits SampPTSX Capped Energy Index Fund None offered None offered None offered Approved for U. S. Persons generally pursuant to Registration Statement (see SampPTSX Canada 60 above) China (see also Hong Kong and Taiwan)China Financial Futures Exchange CSI 300 Index Futures Not approved None offered None offered None offered DenmarkOMX Nordic Exchange Copenhagen AS Single name equities None offered None offered Not approved4,11 None offered DenmarkFUTOP Market KFX (LargeSmall Contract) Not approved None offered Not approved None offered FinlandOMX Nordic Exchange Helsinki Single name equities None offered None offered Not approved4,5 None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 6 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options FranceEuronext Paris S. A. CAC40 Approved for sale to U. S. Persons (December 17, 1991 No-Action Letter issued to ParisBourse)3 None offered Approved for Eligible U. S. Institutions only (July 17, 1996 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse)4 None offered FranceEuronext Paris S. A. CAC40 Mini Approved for sale to U. S. Persons (September 13, 2013 certification) None offered None offered None offered FranceEuronext Paris S. A. Single name equities Not approved None offered Approved for all options on individual equity securities that are now or may in the future be listed5 for Eligible U. S. Institutions only (July 17, 1996 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse)4 None offered FranceEuronext Paris S. A. Dow Jones STOXX 50 Approved for sale to U. S. Persons (February 29, 2000 CFTC No-Action Letter issued to ParisBourse)3 None offered Approved for Eligible U. S. Institutions only (October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse) None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 7 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options FranceEuronext Paris S. A. Dow Jones Euro STOXX 50 Approved for sale to U. S. Persons (February 29, 2000 CFTC No-Action Letter issued to ParisBourse)3 None offered Approved for Eligible U. S. Institutions only (October 26, 1998 SEC No-Action Letter issued to MONEP, confirmed by December 6, 1999 SEC No-Action Letter issued to ParisBourse) None offered FranceEuronext Paris S. A. Dow Jones STOXX 600 Sectors (Bank, Energy, Healthcare, Technology, Telecommunications) Not approved None offered Not approved None offered FranceEuronext Paris S. A. FTSEurofirst 80 Approved for sale to U. S. Persons (March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.) None offered None offered4 None offered FranceEuronext Paris S. A. FTSEurofirst 100 Approved for sale to U. S. Persons (March 5, 2007 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.) None offered None offered4 None offered FranceEuronext Paris S. A. FTSE EPRANAREIT Europe Approved for sale to U. S. Persons (July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.) None offered None offered Not approved For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 8 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options FranceEuronext Paris S. A. FTSE EPRANAREIT Euro Zone Approved for sale to U. S. Persons (July 10, 2008 CFTC No-Action Letter issued to Euronext LIFFE, on behalf of Euronext Paris S. A.) None offered None offered Not approved GermanySwitzerland Eurex DAX Approved for sale to U. S. Persons (December 20, 1994 CFTC No-Action Letter issued to Deutsche Terminborse)3 None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered GermanySwitzerland Eurex DAX EX Not approved None offered None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) GermanySwitzerland Eurex Dow Jones Euro STOXX 50 Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to Eurex)3 None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered GermanySwitzerland Eurex Dow Jones Euro STOXX 50 Dividend Not approved Not approved None offered None offered GermanySwitzerland Eurex Dow Jones STOXX 50 Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to Eurex)3 None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered GermanySwitzerland Eurex Dow Jones Euro STOXX 50 EX Not approved None offered Not approved Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 9 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options GermanySwitzerland Eurex KOSPI 200 Options6 Not approved None offered Not approved None offered GermanySwitzerland Eurex Swiss Market Not approved None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) GermanySwitzerland Eurex SLI Swiss Leader Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Swiss Market Index Midcap (SMIM) Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Dow Jones Global Titans 50 Approved for sale to U. S. Persons (July 18, 2002 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered GermanySwitzerland Eurex Dow Jones Global Titans 50 Index (US Denominated) Approved for sale to U. S. Persons (June 5, 2012 certification) None offered None offered None offered GermanySwitzerland Eurex Dow Jones STOXX 600 Banking Sector Approved for sale to U. S. Persons (April 2, 2002 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Dow Jones STOXX Small 200 Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 10 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options GermanySwitzerland Eurex Dow Jones STOXX Mid 200 Approved for sale to U. S. Persons (June 18, 2007 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Dow Jones STOXX Large 200 Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Dow Jones STOXX 600 Approved for sale to U. S. Persons (June 18, 2007 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Dow Jones STOXX 600 Industrial Goods amp Services Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Dow Jones STOXX 600 Insurance Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Dow Jones STOXX 600 Media Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Dow Jones STOXX 600 Personal amp Household Goods Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex)7 None offered Not approved None offered GermanySwitzerland Eurex Dow Jones STOXX 600 Retail Not approved None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 11 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options GermanySwitzerland Eurex Dow Jones STOXX 600 Travel amp Leisure Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Dow Jones STOXX 600 Utilities Approved for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Other Dow Jones STOXX 600 Market Sectors (Technology, Healthcare, Tele-communications) Not approved None offered Not approved None offered GermanySwitzerland Eurex Dow Jones Euro STOXX Banking Sector Not approved8 None offered Not approved None offered GermanySwitzerland Eurex Dow Jones Euro STOXX Select Dividend 30 Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex Other Dow Jones Euro STOXX Sectors (various) Not approved None offered Not approved None offered GermanySwitzerland Eurex HEX 25 Finnish Not approved None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered GermanySwitzerland Eurex TECDAX Approved for sale to U. S. Persons (August 18, 2008 CFTC No-Action Letter issued to Eurex) None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 12 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options GermanySwitzerland Eurex Dow Jones Italy Titans 30 Approved for sale to U. S. Persons (November 23, 2005 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex MDAX Approved for sale to U. S. Persons (March 14, 2006 CFTC No-Action Letter issued to Eurex) None offered Not approved None offered GermanySwitzerland Eurex iShares DJ EURO STOXX None offered None offered None offered Approved for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) GermanySwitzerland Eurex RDX USD12 Not approved None offered Not approved None offered GermanySwitzerland Eurex DJ Banks Titans 30 Not approved None offered None offered None offered GermanySwitzerland Eurex DJ Oil and Gas Titans 30 Not approved None offered None offered None offered GermanySwitzerland Eurex DJ Insurance Titans 30 Not approved None offered None offered None offered GermanySwitzerland Eurex DJ Telecommunications Titans 30 Not approved None offered None offered None offered GermanySwitzerland Eurex DJ Utilities Titans 30 Not approved None offered None offered None offered GermanySwitzerland Eurex MSCI All Countries Asia Pacific ex-Japan Approved for sale to U. S. Persons (June 17, 2013 certification) None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 13 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options GermanySwitzerland Eurex MSCI China Free Approved for sale to U. S. Persons (February 4, 2014 certification) None offered None offered None offered GermanySwitzerland Eurex MSCI Emerging Markets Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered GermanySwitzerland Eurex MSCI Emerging Markets Asia Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered GermanySwitzerland Eurex MSCI Emerging Markets EMEA Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered GermanySwitzerland Eurex MSCI Emerging Markets Latin America Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered GermanySwitzerland Eurex MSCI Europe Approved for sale to U. S. Persons (June 17, 2013 certification) None offered Not Approved None offered GermanySwitzerland Eurex MSCI Europe Growth Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered GermanySwitzerland Eurex MSCI Europe Value Approved for sale to U. S. Persons (February 4, 2014 certification) None offered Not approved None offered GermanySwitzerland Eurex MSCI India Approved for sale to U. S. Persons (February 4, 2014 certification) None offered None offered None offered GermanySwitzerland Eurex MSCI Japan Approved for sale to U. S. Persons (June 17, 2013 certification) None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 14 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options GermanySwitzerland Eurex MSCI Malaysia Approved for sale to U. S. Persons (February 4, 2014 certification) None offered None offered None offered GermanySwitzerland Eurex MSCI South Africa Approved for sale to U. S. Persons (February 4, 2014 certification) None offered None offered None offered GermanySwitzerland Eurex MSCI Thailand Approved for sale to U. S. Persons (February 4, 2014 certification) None offered None offered None offered GermanySwitzerland Eurex MSCI World Approved for sale to U. S. Persons (June 17, 2013 certification) None offered Not Approved None offered GermanySwitzerland Eurex STOXX Europe 600 Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered GermanySwitzerland Eurex STOXX Europe Large 200 Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered GermanySwitzerland Eurex STOXX Europe Mid 200 Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered GermanySwitzerland Eurex STOXX Europe Small 200 Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered GermanySwitzerland Eurex Euro STOXX Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered GermanySwitzerland Eurex Euro STOXX Large Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 15 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options GermanySwitzerland Eurex Euro STOXX Mid Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered GermanySwitzerland Eurex Euro STOXX Small Approved for sale to U. S. Persons (June 5, 2012 certification) None offered Not approved None offered GermanySwitzerland Eurex Mini Euro STOXX 50 Volatility Index Approved for sale to U. S. Persons (July 20, 2012 certification) None offered Not approved None offered GermanySwitzerland Eurex Euro STOXX 50 Ex Financials Index Approved for sale to U. S. Persons (August 27, 2012 certification) None offered Not approved None offered GermanySwitzerland Eurex Single name equities Not approved None offered Approved for options on individual German, Swiss, Finnish, Dutch, Italian, and French equities5 for Eligible U. S. Institutions only (July 27, 2005 SEC No-Action Letter issued to Eurex) None offered GermanyBoumlrse Frankfurt Single name equities None offered None offered Not approved4,5 None offered GreeceAthens Exchange Derivatives Market FTSEASE 20 Not approved None offered Not approved None offered GreeceAthens Exchange Derivatives Market FTSEASE Mid-40 Not approved None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 16 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Hong KongHong Kong Exchanges and Clearing Ltd. (HKEX) Hang Seng Approved for sale to U. S. Persons (June 1, 1994 CFTC No-Action Letter issued to HKFE)3 None offered Approved for Eligible U. S. Institutions only (September 26, 1995 SEC No-Action Letter issued to HKFE) None offered Hong KongHong Kong Exchanges and Clearing Ltd. (HKEX) Mini Hang Seng Approved for sale to U. S. Persons (January 16, 2009 CFTC No-Action Letter issued to HKFE) None offered Not approved None offered Hong KongHong Kong Exchanges and Clearing Ltd. (HKEX) Mini Hang Seng China Enterprises Index Approved for sale to U. S. Persons (January 16, 2009 CFTC No-Action Letter issued to HKFE) None offered Not approved None offered Hong KongHong Kong Exchanges and Clearing Ltd. (HKEX) FTSEXinhua China 25 Approved for sale to U. S. Persons (September 26, 2006 CFTC No-Action Letter issued to HKFE) None offered Not approved None offered Hong KongHong Kong Exchanges and Clearing Ltd. (HKEX) H-Shares (Hang Seng China Enterprises Index) Approved for sale to U. S. Persons (September 26, 2006 CFTC No-Action Letter issued to HKFE) None offered Not approved None offered Hong KongHong Kong Exchanges and Clearing Ltd. (HKEX) DJIA Not approved None offered None offered None offered Hong KongHong Kong Exchanges and Clearing Ltd. (HKEX) CES China 120 Approved for sale to U. S. Persons (September 17, 2013 certification) None offered None offered None offered Hong KongHong Kong Exchanges and Clearing Ltd. (HKEX) HSI Volatility Index (VHSI) Approved for sale to U. S. Persons (September 17, 2013 certification) None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 17 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Hong KongHong Kong Exchanges and Clearing Ltd. (HKEX) HSCEI Dividend Point Index Not Approved None offered None offered None offered HungaryBudapest Stock Exchange BUX Not approved None offered None offered None offered IndiaBombay Stock Exchange (BSE) BSE Sensitive Index of 30 Stocks (Sensex)9 Approved for sale to U. S. Persons (June 14, 2006 CFTC No-Action Letter issued to BSE) None offered Not approved None offered IndiaBombay Stock Exchange (BSE) SampP BSE 100 Approved for sale to U. S. Persons (September 24, 2013 certification) None offered Not approved None offered IndiaBombay Stock Exchange (BSE) DOLLEX-309 Not approved None offered Not approved None offered IndiaNational Stock Exchange of India Ltd. (NSE) SampP CNX Nifty (ldquoNifty 50rdquo)9 Approved for sale to U. S. Persons (October 17, 2003 CFTC No-Action Letter issued to NSE) None offered Not approved None offered IndiaNational Stock Exchange of India Ltd. (NSE) CNXIT Not approved None offered Not approved None offered IndiaNational Stock Exchange of India Ltd. (NSE) Bank Nifty Not approved None offered Not approved None offered IrelandIrish Stock Exchange Single name equities None offered None offered Not approved4 None offered IsraelTel Aviv Stock Exchange TA 25 Not approved None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 18 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options IsraelTel Aviv Stock Exchange TA Banks Not approved None offered Not approved None offered ItalyBorsa Italiana ndash IDEM FTSE MIB4 Approved for sale to U. S. Persons (August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana) None offered Approved for Eligible U. S. Institutions only (September 24, 2004 No-Action Letter issued to Borsa Italiana) None offered ItalyBorsa Italiana ndash IDEM Single name equities Not approved None offered Approved for Eligible U. S. Institutions only (see September 1, 1998 SEC No-Action Letter issued to Borsa Italiana with respect to options on individual ISE equities)4,5 None offered ItalyBorsa Italiana ndash IDEM Mini FTSE MIB Approved for sale to U. S. Persons (August 30, 2004 CFTC No-Action Letter issued to Borsa Italiana) None offered None offered None offered ItalyBorsa Italiana ndash IDEM FTSE MIB Dividend Approval pending None offered None offered None offered JapanOsaka Securities Exchange (OSE) Nikkei 300Intercontract Spread Approved for sale to U. S. Persons (May 17, 1994 CFTC No-Action Letter issued to OSE)3 None offered Approved for Eligible U. S. Institutions only (July 23, 1999 SEC No-Action Letter issued to OSE) None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 19 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options JapanOsaka Securities Exchange (OSE) Single name equities None offered None offered Approved for options on individual equities that are listed and traded on the OSE or other Japanese exchanges that are now or may in the future be listed for Eligible U. S. Institutions only (July 23, 1999 SEC No-Action Letter issued to OSE) None offered JapanOsaka Securities Exchange (OSE) Nikkei 225Intercontract Spread Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to OSE)3 None offered Approved for Eligible U. S. Institutions only (July 23, 1999 SEC No-Action Letter issued to OSE) None offered JapanOsaka Securities Exchange (OSE) Mini Nikkei 225Intercontract Spread Approved for sale to U. S. Persons (July 11, 2006 CFTC No-Action Letter issued to OSE)3 None offered None offered None offered JapanOsaka Securities Exchange (OSE) Sector Indices (High Tech, Financial and Consumer Indices) Not approved None offered Not approved None offered JapanOsaka Securities Exchange (OSE) DJIA Approved for sale to U. S. Persons (June 15, 2012 certification) None offered None offered None offered JapanOsaka Securities Exchange (OSE) RussellNomura Prime Approved for sale to U. S. Persons (March 14, 2005 No-Action Letter issued to OSE) None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 20 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options JapanOsaka Securities Exchange (OSE) FTSE Japan Approved for sale to U. S. Persons (February 13, 2003 No-Action Letter issued to OSE) None offered None offered None offered JapanOsaka Securities Exchange (OSE) MSCI Japan Approved for sale to U. S. Persons (February 13, 2003 No-Action Letter issued to OSE) None offered None offered None offered JapanOsaka Securities Exchange (OSE) Nikkei Stock Average Volatility Approved for sale to U. S. Persons (March 9, 2012 certification) None offered None offered None offered JapanTokyo Financial Exchange (TFX) Nikkei 225 Margin Not approved None offered None offered None offered JapanTokyo Stock Exchange (TSE) Nikkei 225 Dividend Not approved None offered None offered None offered JapanTokyo Stock Exchange (TSE) TOPIX Approved for sale to U. S. Persons (January 16, 1992 CFTC No-Action Letter issued to TSE)3 None offered Approved for Eligible U. S. Institutions only (July 27, 1999 SEC No-Action Letter issued to TSE) None offered JapanTokyo Stock Exchange (TSE) Single name equities None offered None offered Approved for options on individual TSE equities that are now or may in the future be listed for Eligible U. S. Institutions only (July 27, 1999 SEC No-Action Letter issued to TSE) None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 21 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options JapanTokyo Stock Exchange (TSE) TOPIX 150 Approved for sale to U. S. Persons (May 23, 2001 CFTC No-Action Letter issued to TSE)3 None offered Approved for Eligible U. S. Institutions only (November 15, 2002 SEC No-Action Letter issued to TSE) None offered JapanTokyo Stock Exchange (TSE) TOPIX Sector Not approved None offered None offered None offered JapanTokyo Stock Exchange (TSE) TOPIX Core30 Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered JapanTokyo Stock Exchange (TSE) Tokyo Stock Exchange REIT Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered JapanTokyo Stock Exchange (TSE) Mini TOPIX Approved for sale to U. S. Persons (November 9, 2009 CFTC No-Action Letter issued to TSE) None offered None offered None offered Korea ndash see South Korea - - - - - MalaysiaBursa Malaysia Derivatives Berhad (BMD) FTSE Bursa Malaysia Kuala Lumpur Composite Approved for sale to U. S. Persons (June 28, 2011 CFTC No-Action Letter issued to Bursa Malaysia Derivatives Berhad) None offered Not approved None offered MexicoMexican Derivatives Exchange (MEXDER) IPC Approved for sale to U. S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.) Approved for sale to U. S. Persons (August 24, 2006 CFTC No-Action Letter issued to Mercado Mexicano de Derivados, S. A. de C. V.) None offered Not approved For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 22 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options Netherlands Euronext Amsterdam Derivatives Markets N. V. FTSE Eurotop 100 Approved for sale to U. S. Persons (May 14, 1996 CFTC No-Action Letter issued to Financiele Termijnmarkt Amsterdam)3 None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V. AEX Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.) None offered Not approved4 None offered Netherlands Euronext Amsterdam Derivatives Markets N. V. AEX Mini Approved for sale to U. S. Persons (September 13, 2013 certification) None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V. Single name equities Not approved None offered Not approved4,5 None offered Netherlands Euronext Amsterdam Derivatives Markets N. V. Light AEX Approved for sale to U. S. Persons (April 7, 2003 CFTC No-Action Letter issued to Euronext Amsterdam Derivatives Markets N. V.) None offered Not approved None offered Netherlands Euronext Amsterdam Derivatives Markets N. V. Amsterdam Mid-Kap Not approved None offered Not approved None offered New ZealandNZFOE NZSE 10 Not approved Not approved None offered None offered NorwayOslo Stock Exchange OBX Not approved None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 23 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options NorwayOslo Stock Exchange Single name equities None offered None offered Not approved4,11 None offered PolandWarsaw Stock Exchange WIG20 Approval pending None offered Not approved None offered PortugalEuronext Lisbon PSI 20 Not approved Not approved None offered4 None offered PortugalEuronext Lisbon Single name equities Not approved None offered Not approved4 None offered RussiaRussian Trading System Stock Exchange (RTS) RTS Index Approval pending None offered Not approved None offered Russia Single name equitiesmdashsee London Stock Exchange14 - - - - SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) Dow Jones Thailand Not approved (the requested approval was deemed withdrawn by the CFTC in 2004) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Hong Kong Approved for sale to U. S. Persons (December 17, 1999 CFTC No-Action Letter issued to SIMEX) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Taiwan Approved for sale to U. S. Persons (August 29, 1997 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons3 None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei 300 Approved for sale to U. S. Persons (December 13, 1995 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons (December 13, 1995 CFTC No-Action Letter issued to SIMEX)3 None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 24 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) Nikkei Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX)3 Approved for sale to U. S. Persons (December 5, 1986 CFTC No-Action Letter issued to SIMEX) 3 None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) USD Nikkei Approved for sale to U. S. Persons (May 24, 2007 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) SGX Straits Times (STI) Not approved None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) FTSEXinhua China A50 Approved for sale to U. S. Persons (January 26, 2012 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Asia APEX 50 Approved for sale to U. S. Persons (January 26, 2012 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) SGX MSCI Japan Approved for sale to U. S. Persons (February 13, 2003 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Singapore Free Approved for sale to U. S. Persons (July 11, 2000 CFTC No-Action Letter issued to SGX-DT)3 None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Thailand Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 25 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Philippines Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI India Approved for sale to U. S. Persons (January 20, 2014 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) MSCI Indonesia Approved for sale to U. S. Persons (October 2, 2012 certification) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) SampP CNX Nifty (ldquoNifty 50rdquo) Approved for sale to U. S. Persons (January 7, 2004 CFTC No-Action Letter issued to SGX-DT) None offered Not approved None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) Mini Nikkei 225 Approved for sale to U. S. Persons (December 23, 2009 CFTC No-Action Letter issued to SGX-DT) None offered None offered None offered SingaporeSingapore Exchange Derivatives Trading Ltd. (SGX-DT) Euro STOXX 50 Approved for sale to U. S. Persons (March 22, 2012 certification) None offered None offered None offered South AfricaJSESAFEX ALSIFTSE JSE 40 Approved for sale to U. S. Persons (July 18, 2002 CFTC No-Action Letter issued to SAFEX) None offered Not approved None offered South AfricaJSESAFEX FTSEJSE Shareholder Weighted Top 40 Index (DTOP) Not approved Not approved None offered None offered South AfricaJSESAFEX Mining Not approved None offered None offered None offered South AfricaJSESAFEX Financial Not approved None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 26 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options South AfricaJSESAFEX Industrial Not approved None offered None offered None offered South KoreaKorea Exchange KOSPI 200 Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Korea Futures Exchange) None offered Not approved None offered South KoreaKorea Exchange KOSDAQ 50 Plus Not approved Not approved None offered None offered SpainMEFF IBEX 35 Approved for sale to U. S. Persons (August 8, 1994 CFTC No-Action Letter issued to MEFF)3 None offered Not approved None offered SpainMEFF IBEX 35 Mini Not approved Not approved None offered None offered SpainMEFF SampP Euro Approved for sale to U. S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF) None offered None offered None offered SpainMEFF SampP Europe 350 Approved for sale to U. S. Persons (June 14, 2001 CFTC No-Action Letter issued to MEFF) None offered None offered None offered SpainMadrid Stock Exchange Single name equities None offered None offered Not approved4 None offered SwedenOMHEX HEXTECH Not approved Not approved None offered None offered SwedenOMHEX HEXTEMP Not approved None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 27 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options SwedenOMX Nordic Exchange Stockholm AB OMXS30 (formerly OMX) Approved for sale to U. S. Persons (June 3, 1998 CFTC No-Action Letter issued to OM Stockholm)3 None offered Not approved None offered SwedenOMX Nordic Exchange Stockholm AB OMXcap Approved for sale to U. S. Persons (May 25, 2000 CFTC No-Action Letter issued to OM Stockholm)3 None offered Not approved None offered SwedenOMX Nordic Exchange Stockholm AB OBX Not approved None offered Not approved None offered SwedenOMX Nordic Exchange Stockholm AB NOX Not approved None offered Not approved None offered SwedenOMX Nordic Exchange Stockholm AB VINX30 Approved for sale to U. S. Persons (November 13, 2007 CFTC No-Action Letter issued to OMX Stockholm) None offered Not approved Not approved SwedenOMX Nordic Exchange Stockholm AB Single name equities Not approved None offered Not approved4,11 None offered SwitzerlandSIX Swiss Exchange Ltd Single name equities None offered None offered Not approved4,5 None offered Switzerland ndash see Germany - - - - - TaiwanTaiwan Futures Exchange GreTai Securities Market Capitalized Weighted Approved for sale to U. S. Persons (October 24, 2011 No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 28 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options TaiwanTaiwan Futures Exchange TAIEX Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered TaiwanTaiwan Futures Exchange Mini-TAIEX Approved for sale to U. S. Persons (July 1, 2004 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered None offered None offered TaiwanTaiwan Futures Exchange MSCI Taiwan Approved for sale to U. S. Persons (October 12, 2006 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered TaiwanTaiwan Futures Exchange TSEC Taiwan 50 Not approved None offered None offered None offered TaiwanTaiwan Futures Exchange Electronic Sector Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered TaiwanTaiwan Futures Exchange Finance Sector Approved for sale to U. S. Persons (May 16, 2005 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered TaiwanTaiwan Futures Exchange Taiwan Stock Exchange Non-Finance Non-Electronics Approved for sale to U. S. Persons (April 1, 2008 CFTC No-Action Letter issued to Taiwan Futures Exchange) None offered Not approved None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 29 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options ThailandThailand Futures Exchange PCL SET50 Approved for sale to U. S. Persons (November 26, 2008 CFTC No-Action Letter issued to Thailand Futures Exchange) None offered Not approved None offered TurkeyBorsa stanbul Derivatives Market (VIOP) BIST 30 (formerly ISE 30)13 Approved for sale to U. S. Persons (August 17, 2010 CFTC No-Action Letter issued to Turkish Derivatives Exchange) None offered Not approved None offered U. K.Euronext LIFFE FTSE 100 Approved for sale to U. S. Persons (January 16, 1990 CFTC No-Action Letter issued to LIFFE)3 None offered Approved for Eligible U. S. Institutions only (May 1, 1992 SEC No-Action Letter issued to LIFFE)4 None offered U. K.Euronext LIFFE Single name equities Not approved None offered Approved for options on individual LSE equity securities that are now or may in the future be listed for Eligible U. S. Institutions only (May 1, 1992 SEC No-Action Letter issued to LIFFE), None offered U. K.Euronext LIFFE FTSE 100 Dividend - RDSA Withholding Not approved None offered None offered None offered U. K.Euronext LIFFE FTSE 250 (Mid-Cap) Approved for sale to U. S. Persons (July 27, 1994 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K.Euronext LIFFE Mini FTSE 100 Approved for sale to U. S. Persons (May 30, 2001 CFTC No-Action letter issued to LIFFE)3 None offered None offered None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 30 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U. K.Euronext LIFFE FTSE Eurotop 100 Approved for sale to U. S. Persons (March 10, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K.Euronext LIFFE FTSE 100 FLEX None offered None offered Approved for Eligible U. S. Institutions only (March 6, 1996 SEC No-Action Letter issued to LIFFE) None offered U. K.Euronext LIFFE MSCI Euro Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K.Euronext LIFFE MSCI Pan-Euro Approved for sale to U. S. Persons (April 6, 2000 CFTC No-Action Letter issued to LIFFE)3 None offered None offered None offered U. K.Euronext LIFFE TOPIX Approved for sale to U. S. Persons (December 1, 2011 certification) None offered None offered None offered U. K.Euronext LIFFE FTSE 250 (2GBP) Approved for sale to U. S. Persons (January 10, 2014 certification) None offered None offered None offered U. K.Euronext LIFFE MSCI Europe (Euro-denominated) Approved for sale to U. S. Persons (December 6, 2013 certification) None offered None offered None offered U. K.EDX London Exchange OMXFlex OMX None offered None offered Approved for Eligible U. S. Institutions only (October 29, 2003 SEC No-Action letter issued to EDX London Exchange)4 None offered For the definition of ldquoEligible U. S. Institutionrdquo and for other explanatory information, please see the endnotes at the end of this table. 31 CountryExchange Underlying Futures Contracts Options on Futures Contracts Equity Options ETF Options U. K.EDX London Exchange OBXFlex OBX Not approved None offered Approved for Eligible U. S. Institutions only (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered U. K.EDX London Exchange Single name equities None offered None offered Approved for options on individual Swedish, Norwegian and Danish equities11 for Eligible U. S. Institutions only (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered U. K.EDX London Exchange KFXFlex KFX Not approved None offered Approved for Eligible U. S. Institutions only (October 29, 2003 SEC No-Action letter issued to EDX London Exchange) None offered U. K.London Stock Exchange Derivatives FTSE 100 Approval pending None offered Not approved4 None offered U. K.London Stock Exchange Derivatives FTSE UK Large Cap Super Liquid (FTSE SLQ) Approval pending None offered None offered None offered U. K.London Stock Exchange Derivatives Single name equities None offered None offered Not approved (see U. K.Euronext LIFFE)4 None offered U. K.Turquoise Global Holdings Limited FTSE 100 Approved for sale to U. S. Persons (June 1, 2012 certification) None offered Not approved4 None offered NOTE: This Chart covers those products and exchanges that are likely to be of greatest interest to market participants in the United States. It is not, therefore, intended to be exhaustive, and is presented without any representation or warranty as to its accuracy, completeness or timeliness. Transmission or receipt of this information does not create an attorney-client relationship with Katten Muchin Rosenman LLP, and the information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer. This Chart does not express any opinion as to the potential application of the laws of any jurisdiction other than the United States. Questions regarding the permissibility of trading in products that are not included in this Chart should be addressed to James D. Van De Graaff at 1.312.902-5227, Kenneth M. Rosenzweig at 1.312.902-5381, Kevin M. Foley at 1.312.902-5372, Christian B. Hennion at 1.312.902-5521 or Blake J. Brockway at 1.312.902-5438. ldquoEligible U. S. Institutionrdquo: As used in this Chart, in accordance with SEC no-action letters, the term ldquoEligible U. S. Institutionrdquo means, in general, a U. S. Person that (i) is a ldquoqualified institutional buyerrdquo as defined in Rule 144A(a)(1) under the Securities Act of 1933, and (ii) has had prior actual experience in trading U. S. listed options contracts. For information regarding working definitions of ldquoU. S. Personrdquo as that term is used in this Chart, please contact Katten Muchin Rosenman LLP. 1 Reserved 2 The CFTC No-Action Letter also applies to BMampF Bovesparsquos ldquoIbovespa Rolloverrdquo and ldquoForward Points on the Ibovespardquo transactions. 3 The index is included in the CFTCrsquos and SECrsquos joint order dated May 31, 2002 extending the exclusion of such index from the definition of ldquonarrow-based security indexrdquo under the Commodity Exchange Act and Securities Exchange Act of 1934 beyond its expiration date of July 11, 2002 (the ldquoJoint Orderrdquo). Foreign futures contracts or options on futures contracts on ldquonarrow-based securities indexesrdquo may not be offered or sold to U. S. Persons without the CFTC and SEC first developing joint regulations, which has not yet been done. Accordingly, the Joint Order effectively allows the stock index futures contracts and options on futures contracts that are based on the security indexes included in the Joint Order, which were granted no-action relief by the CFTC prior to the enactment of the Commodity Futures Modernization Act (ldquoCFMArdquo) on December 21, 2000, to continue to be offered and sold to U. S. Persons after July 11, 2002, the date that the exclusion set forth in the CFMA was to expire. 4 These products may be eligible for clearing through the Bclear service offered by Euronext LIFFE (ldquoLIFFErdquo). Bclear allows members to submit an option contract on a non-U. S. security that has been negotiated and completed as an over-the-counter (ldquoOTCrdquo) transaction so that LIFFE may replace the OTC transaction with an equivalent LIFFE options contract. LIFFE members that intend to offer or sell such products to U. S. persons must satisfy the following conditions: (i) Bclear services may only be offered to a U. S. person that qualifies as an Eligible U. S. Institution (see above), (ii) the LIFFE member must obtain and maintain certain representations from the customer, and (iii) before transacting, and on an annual basis thereafter, the LIFFE member must file a declaration with LIFFE. For additional information on these conditions, see LIFFE London Notice No. 3732. LIFFE maintains a list of eligible options, which includes (1) LIFFE individual equity options based on the securities of non-U. S. issuers and (2) LIFFE index options based on indices that contain no component securities of U. S. issuers. The list of eligible options may be accessed here. 5 The SEC also has approved for Eligible U. S. Institutions all options on individual German-, Swiss-, Finnish-, Dutch-, Italian - and French-issued equities that are now or that in the future may be listed on Eurex. Equities issued in any other country that are listed on Eurex have not been approved at this time. 6 Eurex offers a KOSPI product that Eurex describes as a daily futures contract that expires every night, with any net open positions at the end of trading resulting in the establishment of a corresponding position in the Korean Exchangersquos KOSPI 200 Options (with strike prices, expiries, putcall and premiums) at the start of the next trading session on the Korean Exchange. 7 Pursuant to Eurex Circular 28111, the Dow Jones STOXX 600 Personal amp Household Goods Sector will no longer be tradable on Eurex trading terminals in the U. S. after the close of business on February 29, 2012. The previously issued no-action letter approving such product for sale to U. S. Persons (February 6, 2008 CFTC No-Action Letter issued to Eurex) has not been withdrawn. 8 Pursuant to Eurex Circular 26011, the Dow Jones Euro STOXX Banking Sector is no longer tradable on Eurex trading terminals in the U. S. The previously issued no-action letter approving such product for sale to U. S. Persons (April 2, 2002 CFTC No-Action Letter issued to Eurex) has not been withdrawn. 9 Additional restrictions apply to the trading of these products by U. S. Persons. 10 Reserved 11 The SEC also has approved for Eligible U. S. Institutions all options on individual Swedish-, Norwegian - and Danish-issued equities that are now or that in the future may be listed on the EDX London exchange. Equities issued in any other country that are listed on the EDX London Exchange have not been approved at this time. Note: EDX London Exchange has been acquired by the Turquoise Exchange. 12 The RDX USD Index futures and options contracts have not been approved for sale to U. S. Persons. The CFTC approved a similar Eurex contract (RDXxt USD ndash RDX Extended Index futures contract) for sale to U. S. Persons in a no-action letter issued on March 6, 2008, but Eurex subsequently delisted the contract. 13 The Istanbul Stock Exchange (ldquoISErdquo) is now part of the Borsa Istanbul (ldquoBISTrdquo). As such, references to ISE 30 have been changed to BIST 30 on VIOPrsquos trading platform and the CFTCrsquos website. 14 The London Stock Exchange offers options on Russian equity products through its International Order Book. Providing all applicable conditions are met, Eligible U. S. Institutions may trade these options through the Bclear service offered by Euronext LIFFE. See Footnote 4. kattenlaw AUSTIN CENTURY CITY CHARLOTTE CHICAGO HOUSTON IRVING LONDON LOS ANGELES NEW YORK ORANGE COUNTY SAN FRANCISCO BAY AREA SHANGHAI WASHINGTON, DC Attorney advertising. Published as a source of information only. The material contained herein is not to be construed as legal advice or opinion. copy2014 Katten Muchin Rosenman LLP. Tutti i diritti riservati. Circular 230 Disclosure: Pursuant to regulations governing practice before the Internal Revenue Service, any tax advice contained herein is not intended or written to be used and cannot be used by a taxpayer for the purpose of avoiding tax penalties that may be imposed on the taxpayer. Katten Muchin Rosenman LLP is an Illinois limited liability partnership including professional corporations that has elected to be governed by the Illinois Uniform Partnership Act (1997). London affiliate: Katten Muchin Rosenman UK LLP To view all formatting for this article (eg, tables, footnotes), please access the original here. Foreign Listed Stock Index - Futures and Options Approvals Katten Muchin Rosenman LLPs Foreign Listed Stock Index Futures and Options Approvals Chart (Approvals Chart), current as of November 8, 2013. is now available online. All prior versions are superseded and should be discarded. Please note the following developments since we distributed the last Approvals Chart: (1) The CFTC has approved the following contracts for trading by U. S. persons (i) Bombay Stock Exchanges futures contract based on the SampP BSE 100 Index (ii) Hong Kong Futures Exchanges futures contract based on the CES China 120 Index (iii) Hong Kong Futures Exchanges futures contract based on the HSI Volatility Index (iv) NYSE Euronexts mini futures contract based on the CAC40 Index and (v) NYSE Euronexts mini futures contract based on the AEX Index. (2) The SEC has not approved any new foreign equity index options since we last distributed the Approvals Chart 2017 Katten Muchin Rosenman LLP You are responsible for reading, understanding and agreeing to the National Law Reviews (NLRs) and the National Law Forum LLCs Terms of Use and Privacy Policy before using the National Law Review website. The National Law Review is a free to use, no-log in database of legal and business articles. The content and links on NatLawReview are intended for general information purposes only. Any legal analysis, legislative updates or other content and links should not be construed as legal or professional advice or a substitute for such advice. No attorney-client or confidential relationship is formed by the transmission of information between you and the National Law Review website or any of the law firms, attorneys or other professionals or organizations who include content on the National Law Review website. If you require legal or professional advice, kindly contact an attorney or other suitable professional advisor. Some states have laws and ethical rules regarding solicitation and advertisement practices by attorneys andor other professionals. The National Law Review is not a law firm nor is NatLawReview intended to be a referral service for attorneys andor other professionals. The NLR does not wish, nor does it intend, to solicit the business of anyone or to refer anyone to an attorney or other professional. NLR does not answer legal questions nor will we refer you to an attorney or other professional if you request such information from us. Under certain state laws the following statements may be required on this website and we have included them in order to be in full compliance with these rules. The choice of a lawyer or other professional is an important decision and should not be based solely upon advertisements. Attorney Advertising Notice: Prior results do not guarantee a similar outcome. Statement in compliance with Texas Rules of Professional Conduct. Unless otherwise noted, attorneys are not certified by the Texas Board of Legal Specialization, nor can NLR attest to the accuracy of any notation of Legal Specialization or other Professional Credentials. The National Law Review - National Law Forum LLC 4700 Gilbert Ave. Suite 47 230 Western Springs, IL 60558 Telephone (708) 357-3317 If you would ike to contact us via email please click here. Copyright copy2017 National Law Forum, LLCFX Options Nasdaq provides a variety of derivatives offerings, including FX Options, providing retail and institutional traders with the opportunity to trade options on seven major foreign currencies. Caratteristiche e funzionalità di facile commerciale: Retail-concentrata e dimensionato US Dollar-risolta, piuttosto che in base commercio di valuta estera nelle opzioni di valuta estera conto di intermediazione approvato esercizio in stile europeo, ma può sempre essere comprato o venduto prima della scadenza Facile da capire : visualizzato simile alle opzioni su indici - opzioni FX Nasdaq spostando i decimali due posti a destra Guida introduttiva sono strutturati per essere disponibili per la negoziazione attraverso le opzioni approvate conto presso un broker-dealer di titoli. Diversificare il portafoglio con il Nasdaq Opzioni FX contattando il proprio intermediario per ulteriori informazioni. FX Options Fact Sheet